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Comparing Latent Concept Formation in State Space Models and Transformers via Sparse Autoencoders

arXiv AI Papers

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Rithin Nagaraj, Rupa Laalasa Oruganti, Prerna Subhashchandra Kunder, Ashwini M Joshi

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  • cs.LG

The quadratic scaling of Transformer self-attention has driven the adoption of sub-quadratic Selective State Space Models (SSMs) like Mamba, which compress past context into a fixed-size recurrent hidden state. This strict informational bottleneck raises a foundational question for mechanistic interpretability: do SSMs and Transformers learn fundamentally distinct latent representations? In this work, we employ Sparse Autoencoders (SAEs) to conduct a large-scale, feature-level correspondence analysis between Mamba-130m and Pythia-70m over a 10-million token corpus. Contrary to hypotheses predicting widespread architectural divergence, we find no evidence of systematic representational divergence between architectures: across the observed Jaccard distribution, 99.98% of Mamba features cluster toward the upper alignment boundary, providing preliminary feature-level support for the Universality Hypothesis. We further identify and qualitatively characterize this microscopic fraction (0.02%) of diverging features, finding patterns consistent with the hypothesis that the recurrent bottleneck selectively limits the parsing of rigid syntax rather than broad semantic ontology. We demonstrate that while Pythia's unconstrained attention permits the monosemantic decomposition of distinct formatting edge-cases, Mamba is forced to compress unrelated syntactical anomalies into polysemantic "junk drawer" neurons to preserve state capacity. Collectively, these results suggest that architectural routing mechanisms may have negligible impact on core semantic understanding, with representational divergence confined to extreme structural margins.

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Sensorimotor Alignment: A Platonic Proxy for Embodied Policy Success

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Phase Transition from Random Features to Fully Trainable Networks

Constructing accurate and computationally tractable approximation spaces is a fundamental task in scientific computing. Partially trainable neural networks bridge fixed random features and fully adaptive representations. This paper quantifies a phase transition pattern in approximation bounds and observes analogous behavior in training errors: a rapid but smooth initial improvement followed by diminishing returns, with a sharper transition under greater initialization mismatch. Under polynomial spectral decay with exponent α>1 and leverage compatibility, we establish a squared L_2 approximation rate {O}((κ_P(m/δ)/m)^α) for two-layer networks of width m and trainable proportion P, where κ_P=(P/κ_1^*+(1-P)/κ_0^*)^{-1}. The bound holds uniformly over the unit ball of a reproducing kernel Hilbert space (RKHS) with probability at least 1-δ. The constants κ_0^* and κ_1^* quantify the fixed and trainable groups' sampling mismatches relative to the target RKHS. For spherical biased-ReLU features in dimension d, we verify these assumptions with α=(d+2)/(d-1) and κ_0^*=4{2}τ(d+1)/d for initialization scale τ1, and κ_1^*=1 under ridge leverage sampling. For d=5 and τ=10, a trainable proportion of approximately 4.1\% captures 90\% of the reduction in the approximation bound from P=0 to P=1. A structured three-layer example illustrates how a few trainable first-layer neurons exploit fixed downstream blocks through nonlinear composition. Numerical experiments across diverse settings, including networks with up to 15 layers, exhibit similar phase transitions in training errors.

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Comparing Latent Concept Formation in State Space Models and…