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From Classifier Heads to Encoder Prototypes: Personalized Federated Learning with Head-Derived Clustering

arXiv AI Papersen

22d

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Personalized federated learning must decide which clients should share representations. We introduce HDC-FL (Head-Derived Clustering for Personalized Federated Learning), which reads that decision off a signal shared-encoder training already produces: the client-specific classifi- er heads. At periodic refresh rounds the server projects the cached heads into a normalized low-rank descriptor space, groups the descriptors, builds one encoder prototype per group from the cached client encoders, and returns to each client a soft mixture of those prototypes paired with its own unchanged head. Client-specific heads are never averaged or distributed to oth- er clients; the shared-encoder trajectory is left intact; and no second optimization trajectory, additional local objective, or post-training fine-tuning stage is required. Across 11 CIFAR-10 and CIFAR-100 configurations covering label-subset, Dirichlet and rotation heterogeneity with ResNet-18 and MobileNetV2 encoders, HDC-FL is competitive with the strongest personalized and clustered baselines in macro-averaged mean accuracy and attains the numerically highest macro-averaged worst-client and bottom-20% accuracy among the evaluated methods. The tail results distinguish methods that look similar when only their means are compared. A controlled donor-swap diagnostic further finds positive donor-ranking associations between head similarity and encoder compatibility in all three settings tested, most clearly under covariate shift.

Autores

Amirardalan Dehghanpour, Arian Noori, Ehsan Tanghatari, Naimeh Omidvar, Hamid R. Rabiee

Categorias

  • cs.LG
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From Classifier Heads to Encoder Prototypes: Personalized…