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arXiv AI Papers

Bio-Inspired Palette Evolution in Indirectly Encoded Substrates: Timescale Compatibility Shapes Activation Function Discovery

Indirectly encoded neural networks can assign different activation functions to individual nodes, but the right functions are rarely known in advance. When the available set contains only standard monotonic functions, problems like parity become unsolvable, yet an all-inclusive palette underperforms a curated one. How should evolution discover which functions to use? We address this as a meta-learning problem, designing 13 strategies (11 inspired by biological adaptation mechanisms, plus baseline and oracle controls) that modify the set of available activation functions during evolution. Each strategy translates a biological principle into an evolutionary operator: for example, circadian-inspired oscillatory gating cycles functions in and out of the palette on a fixed schedule, while immune-inspired Clonal Selection permanently protects functions that consistently correlate with fitness. We evaluate all strategies across more than 3,000 runs on parity and non-parity problems, first evolving the activation palette alone, then co-evolving a per-node aggregation palette on harder problems; an independent replication with new seeds confirms a stable high-reliability tier, with Circadian holding its top rank. Bio-inspired strategies match the solve rate of a tuned baseline but converge up to twice as fast, with Circadian halving total compute. Strategy rankings reverse across problem types, with no strategy dominating all domains. Strategy success is largely shaped by timescale compatibility: strategies whose characteristic timescale matches the evolutionary evaluation window consistently outperform those that operate too slowly. The practical guideline: match the mechanism's timescale to the evaluation budget. Rescaling the slowest strategy bypasses the oscillatory barrier entirely: all nine solutions solve parity with non-oscillatory activations paired with min or max aggregation.

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arXiv AI Papers

Mind2Dialogue: Training Human-Aware Language Models by Simulating User Mental States

As language models become more capable, long-term collaboration in learning, reasoning, and decision-making calls for a deeper understanding of the people they serve. Yet training such human-aware language models faces a fundamental supervision gap because current datasets for LLM assistant training contain few if any well-informed responses explicitly grounded in users' unspoken beliefs and goals. Scaling such supervision is inherently constrained, as users' underlying states are not directly observable. We thus propose the Mind2Dialogue framework to mitigate this gap by simulating users' mental states and turning them into privileged supervision for human-aware training. Specifically, we first propose a psychology-guided simulator that preserves personal characteristics while updating mental states through interaction to generate coherent conversations. The key idea is to enforce a shared evolving mental state that drives user behavior and guides an Oracle assistant's responses. Our privileged distillation then trains models on the Oracle's well-informed responses to assist users without direct access to their mental states at deployment. Moreover, we propose to evaluate human-aware learning by combining personalization and theory of mind, examining how models understand people and act on that understanding. Training on the full Mind2Dialogue corpus improves every reported personalization metric over the corresponding Qwen, Llama, and OLMo instruction-tuned baselines, including gains of 26.6 to 40.9 percentage points in preference-following generation. The gains extend to belief and action reasoning on Qwen and Llama, beyond personalized assistance. Looking forward, Mind2Dialogue makes user simulation a foundation for genuine AI collaborators that understand beliefs and intentions behind people's words and support their long-term goals across education, work, and everyday life.

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arXiv AI Papers

Safe Meta-Reinforcement Learning via Information Space Reachability

Meta-reinforcement learning (meta-RL) enables agents to adapt to unseen tasks with limited experience. Despite its promise, the application of meta-RL in real-world tasks is hindered by safety requirements, which have been underexplored in prior work. In this paper, we propose a safe meta-RL framework that explicitly accounts for safety during adaptation. Our key insight is to reason about safety in the information space, which captures both the physical state and the agent's belief over the underlying task. Within this space, we introduce a safety value function that measures the probability of the agent avoiding unsafe regions indefinitely. We show that this function satisfies a self-consistency condition and a Bellman equation, which make it learnable via meta-RL. Based on this formulation, we develop a safe meta-RL algorithm that learns the safety value function and leverages it for safety filtering and constrained policy optimization. Experiments on meta-RL benchmarks demonstrate the effectiveness of the proposed method.

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arXiv AI Papers

LLM-Based Schema-Aware Split Learning for Privacy-Preserving Mental Distress Prediction Across Heterogeneous Surveys

Rising societal and lifestyle complexity has been linked to a growing prevalence of mental distress worldwide. Educational institutions, workplaces, clinics, etc. collect large volumes of mental health survey data to understand and reduce this burden. Collaborative analysis of such data could yield effective generalizable predictive models. Privacy constraints and varied survey designs (i.e., different questions, scales, and formats) hinder direct integration. We propose a schema-aware split learning (SL) framework that preserves privacy, using a large language model (LLM) as a shared semantic encoder to harmonize heterogeneous survey schemas across institutions. We serialize each survey record into a natural-language description, unifying disparate survey schemas into a common format. The LLM is fine-tuned for mental distress assessment via Low-Rank Adaptation (LoRA) and partitioned across client and server. Clients retain the raw survey responses locally and run only a lightweight front-end, so original records never leave the institution that collected them. The resource-intensive backbone runs on the server, minimizing client-side computation. Using LLaMA-3.2-3B-Instruct, the framework attains an average ANLS of 0.708 with only 2,000 training samples, surpasses federated learning (FL) in eight of nine settings, and cuts per-client computation by three orders of magnitude, while generalizing to unseen datasets. Overall, it enables accurate, privacy-preserving, and resource-efficient collaborative learning from heterogeneous mental health survey data.

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arXiv AI Papers

Before You Poll with LLMs: A Deliberative Diagnostic Framework

Can LLMs reason through new information like humans, or do they merely retrieve cached opinions? This is critical for silicon sampling, where LLM personas simulate public opinion at scale. Current evaluations test only whether personas hold the right opinions -- a static snapshot. But opinion research increasingly depends on dynamic fidelity: whether personas update beliefs in response to new arguments, as humans do during deliberation. No existing benchmark tests this. We introduce the Deliberative Polling Diagnostic Framework, which compares human and LLM belief shifts after identical informational interventions. Grounded in deliberative polling, it surfaces failures invisible to static evaluation: models that produce plausible partisan opinions can still misrepresent how those opinions change. Applying the framework to five frontier models using data from America in One Room (526 personas, 72 questions), we find that every model fails, each in a unique manner. GPT-5.1 exhibits reversal: its personas become more hostile toward the opposing party after balanced information, while humans become less so. This reversal is selective (80% on outgroup vs. 26% on policy questions) and symmetric across partisan identities. Gemini 2.0 Flash, Claude Sonnet 4.5, and Llama 3.3 70B exhibit overshoot, shifting correctly but at 5-7x human magnitude. DeepSeek V3 exhibits rigidity with near-zero change. Targeted ablations reveal that policy content triggers these failures and that they are identity-specific: GPT-5.1 reverses on outgroup questions but overshoots on ingroup; Gemini shows the inverse. We term this signature self-sycophancy: conformity to the model's internal stereotype of the persona rather than reasoning from the information provided. Our framework offers a concrete protocol: run the deliberative diagnostic before trusting LLM personas to mimic revised beliefs.

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arXiv AI Papers

Per-Matrix Optimality Is Not Enough: Three-Level Optimization for Low-Rank LLM Compression

Per-matrix singular value decomposition (SVD) truncation is Eckart-Young optimal in the whitened Frobenius norm, but errors from independently compressed matrices compound through the block's nonlinear forward pass. Inspired in part by hierarchical variational optimization in quantum many-body methods, we introduce a three-level chain that widens optimization scope from individual matrices to Transformer blocks to the full model: whitened SVD~(L1), block-level joint optimization~(L2), and end-to-end language-modeling loss refinement~(L3), all from 256 calibration sequences, with no instruction or recovery data. On LLaMA-7B at 60% compression, the chain reduces WikiText-2 perplexity from 42.1 to 19.1 to 11.4. The block-level stage acts as a regularizer: skipping it worsens Penn Treebank (PTB) perplexity by 24 points, a gap that additional end-to-end training did not close in our experiments. Perplexity gains hold across 20-80% compression, five architectures up to 13B parameters, and both in-distribution and out-of-distribution benchmarks, though the cross-architecture rows use architecture-specific configurations and the ratio sweep was not run under one common protocol. With more calibration data, skipping the block-level stage becomes competitive, revealing an offline compute--data trade-off. We therefore claim improvements only in perplexity and compression fidelity; downstream accuracy remains well below the dense model.

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arXiv AI Papers

MAxBench: A Multinomial Concept Recovery Benchmark

Fine-grained control of language model behaviors (e.g., steering) is among the more actionable outcomes of interpretability research. For binary concepts such as refusal, a single direction in activation space often suffices for steering. However, many concepts are not binary: Animals and Countries contain many subcategories, each with multiple instances. For these concepts, the search space over possible representation geometries is far larger than for binary concepts; it is thus not clear what geometries are most appropriate, nor what methods are most effective at recovering them. In this work, we introduce MAxBench, a geometry-agnostic evaluation framework for multinomial concept representations based on sampling from the recovered concept representation. We use MAxBench to compare 10 localization methods (covering 5 geometry types) across 6 concepts and 4 models. Using this framework, we find that (i) affine subspaces steer more reliably and have greater recall than rank-one or linear subspaces; (ii) much of this advantage is due to better non-zero offsets rather than the choice of bases; (iii) manifold steering is competitive with the best methods when applicable; and (iv) no method consistently outperforms prompting, in alignment with prior findings on binary concepts. These findings underscore the importance of expanding the scope of interpretability research and meta-evaluation to concepts with more varied structure.

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arXiv AI Papers

The Last AI Built by Humans: Toward Genuine Recursive Self-Improvement

Recursive self-improvement (RSI) enables AI systems to turn experience and feedback into persistent changes that improve both their capabilities and the process of future improvement. We first use the Headroom-Closed Index (HCI) to reveal the problems of existing LLMs, then introduce the RSI concept and its development roadmap: from improvement-execution autonomy, improvement-strategy autonomy, experience-acquisition autonomy, and environment-adaptation autonomy, to recursive meta-improvement. Next we examine RSI across scenarios (e.g., scientific discovery, embodied intelligence, software engineering), highlighting their distinct requirements and development speeds. Drawing on diverse industry practices and preliminary empirical evidence, we connect RSI research with practical systems and identify key challenges to achieving genuine RSI.

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arXiv AI Papers

From Parameters to Answers: How LLMs Retrieve and Use Their Internal Knowledge

How does a language model's dependence on query-routing information and target knowledge change as it answers a question? We study this question through layerwise interventions on the hidden state at the end of the question. Across Qwen, Llama, and Gemma, we compare country-continent questions with noun, adjective, and code answers while keeping several fitted measurements distinct. A pair-conditioned request direction describes which country is queried in natural single-country questions; a global request direction describes first- versus second-country requests in paired questions; separate selection candidates test control among contents already available in the hidden state. A diagnostic reanalysis of frozen Qwen natural-question states shows that the pair-conditioned direction grows stronger before interventions on it begin to alter later fitted knowledge, with this causal window opening while answer-supporting content is still forming. The paired three-model trajectories are not uniform: Gemma shows a partially overlapping mid-layer routing-content profile, whereas Llama has no sustained routing-effect window under the same gates. In the paired protocol, dependence on the global request direction decreases from fixed earlier to later layer sets while dependence on fitted content persists. A matched Qwen comparison shows that the pair-conditioned direction retains a late effect, so this operational handoff concerns the global fitted direction rather than all request information. These results separate early readability, natural strength, causal steering, and later content dependence.

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