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Seguridad y regulación

2441documentos

179últimos 7 días

arXiv AI Papers

Where Does Alignment Emerge and What Does It Mean? A Closer Look at the Platonic Representation Hypothesis

The Platonic Representation Hypothesis (PRH) suggests that neural networks are converging toward similar representation spaces. As language models become more capable, their representations are aligning with those of vision models. However, recent work has questioned whether this trend continues to hold for newer language models. Moreover, it has been shown that representation similarity metrics can be confounded by model depth and width, requiring appropriate baselines for interpretation. In this work, we first investigate where alignment emerges between unimodal models across model layers and representation dimensions. Next, we find that the PRH capability-alignment trend persists for newer models as long as the captions are sufficiently clean and informative. Finally, we contextualize cross-modal alignment, introducing unimodal and multimodal baselines on various datasets. Our results show that the cross-modal representational alignment of unimodal models can surpass that of explicitly aligned vision-language models, but remains substantially behind the alignment observed for models of the same modality. Code is available at https://github.com/ExplainableML/prh-closer-look.

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arXiv AI Papers

Shortcuts and Boundaries: Verifiable RL Misalignment and Contextual Safety Learning

Reinforcement learning (RL) can improve an agent's task capability while reinforcing behavior that violates contextual execution requirements. We study this reward-driven misalignment, including reward hacking, through verifiable reward--context conflicts, where compliant task completion remains feasible while some executable shortcuts earn more reward than every compliant strategy. Encoding these conflicts in task dynamics lets us generate diverse interactive environments at scale and derive compliance feedback from execution histories. In resource and reporting workflows, task optimization increases real productivity through unauthorized resource use or raises reported scores while actual work declines. Controlled changes in the training distribution show that minority conflict exposure can still lead to widespread shortcut acquisition, reaching 97.9\% certified profitable violations on an API task under a 25\% conflict mixture after 128 updates. The same contextual checks supply a simple binary penalty that supports joint capability and compliance gains and partially mitigates acquired violations. Learned safety adapts to expanded authorization and transfers across mechanisms into workflows with evolving evidence and approval requirements. On 32 unseen changing-evidence tasks, resource-trained safety increases safe completion from 53.1\% to 89.1\% relative to task-only training, while both policies achieve full real work. These results connect a verifiable account of reward-driven misalignment with scalable task construction and safety learning that remains useful under changing execution requirements.

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arXiv AI Papers

Mitigating Agentic Deception via Evaluation-Side Partially Observable Games

As large language models become more capable agents, they can exhibit deceptive behaviors, cheating human for higher rewards while appearing helpful. We attribute this failure to evaluation-side partial observability, where models are evaluated mainly from final outcome, without checking the faithfulness of underlying reasoning, tool use, and environmental effects. Prior mitigations address this partial observability by predefined evaluator latent belief space or one-shot monitoring, which do not extend to free-form language space and vulnerable to stronger deceptions that evade simple monitoring. In this work, we formulate deception mitigation as an Evaluation-Side Partially Observable Extensive Form Game (e-PoG), a max-min framework in which an agent maximizes reward, a monitor minimizes the agent's payoff by exposing deception from the full interaction trajectory, and a fixed verifier validates the monitor's claims and converts them into penalties. We define the solution concept as a Subgame-Perfect Oversight Equilibrium (SPOE) between agent and monitor, and prove its existence in finite games. With a perfect verifier, every SPOE is faithful; with an imperfect verifier, the guarantee persists if verifier errors do not reverse the ranking of monitor actions. To achieve faithful SPOE, we derive a two-timescale policy gradient algorithm and enhance the pipeline empirically with NLI verification and deterministic checks. Experiments with Gemma3-4B-IT and Qwen3-4B/8B on Agentic Role-Playing, SearchQA, and WebShop show that e-PoG mitigates multiple emergent deception modes, outperforming the strongest baselines by 26.0% in deception mitigation and by up to 39.8% in task success. These gains persist under weak-to-strong supervision. Code is available at https://github.com/Toyoid/deceptive-agent.

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arXiv AI Papers

2D Gum-Net: Unsupervised Dense Elastic Image Registration via Symmetric Correlation and Spectral Pooling

Dense non-rigid registration, the recovery of a pixel-wise deformation field that warps one image into geometric agreement with another, is fundamental across medical imaging, structural biology, and correspondence estimation, yet learning-based approaches face a severe bottleneck: ground-truth deformation fields are notoriously difficult to obtain for real data. We present 2D Gum-Net, an end-to-end architecture that predicts dense elastic deformation fields fully unsupervised. We transfer the Geometric Unsupervised Matching Network (Gum-Net), originally developed for 3D subtomogram alignment in cryo-electron tomography, to 2D elastic registration: all three modules are redesigned in 2D, and the rigid transformation head is replaced by a Dense Spatial Transformer that regresses a sparse control-point grid, lifted to a full-resolution field Φ by bicubic interpolation. Downsampling uses DCT spectral pooling, implemented as frozen-basis matrix multiplications (50GPU speedup), preserving the fine, quasi-periodic structure that max and average pooling destroy. We evaluate on contact-based fingerprints, a challenging testbed for this task: locally self-similar ridge patterns make correspondence maximally ambiguous, skin pressed against a sensor generates authentic large-displacement elastic distortion, and minutiae act as precise landmarks through which an independent matcher externally verifies the topological correctness of predicted fields. Trained purely on synthetic impressions and evaluated zero-shot on real benchmarks, our method improves structural correlation by up to 15.7% on FVC2004 and raises genuine match scores under an independent matcher while leaving imposter scores essentially unchanged. This suggests that the predicted deformations restore true structure without fabricating correspondences.

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arXiv AI Papers

Agentic-OPD: Recovering Forgotten Agent Capabilities via On-Policy Distillation for Agentic Tasks

Reinforcement learning is now the mainstream paradigm for training LLMs on agentic tasks, yet standard practice keeps only the best-validation checkpoint and discards the rest. We show that this is lossy: in GRPO training of LLM agents, the best-validation checkpoint fails on problems that earlier checkpoints from the same run had already solved, and the union of problems solved across checkpoints far exceeds any single one. The discarded checkpoints thus form a teacher pool obtained at no additional training cost, which on-policy distillation (OPD) can mine to recover the lost coverage. Mining this pool raises two challenges: i) which checkpoint to distill from, as no checkpoint dominates the others and complementarity to the student is problem-specific; ii) where to trust it, as even a well-chosen teacher is only locally superior, so indiscriminate distillation overwrites behavior the student has already mastered. We propose Agentic-OPD, which treats the best-validation checkpoint as the student and all saved checkpoints as frozen teacher candidates, using the student's evolving capability gaps to guide both teacher selection and supervision filtering: the HCN policy (Highest Coverage Next) dynamically selects teachers by weighted coverage of the student's unsolved problems, while the LAD module (Locality-Aware Distillation) confines transfer to failed student rollouts on problems where the teacher performs better. Across five agentic task domains and 24 benchmarks and task subsets, Agentic-OPD improves over its initialization checkpoint by up to 7.4 points, with a 4B student surpassing the latest frontier models GPT-5.6 and DeepSeek-V4.1 on deep search. Agentic-OPD recasts a finished RL run as a reusable pool of policies and establishes post-RL capability recovery as a stage orthogonal to improvements in the RL algorithm itself.

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arXiv AI Papers

PORT: Preference Optimization via Robust Token-Level Reweighting

Preference optimization has become a central approach for aligning large language models with human values, but its effectiveness depends heavily on the quality of preference annotations. In practice, preference data is often noisy due to annotation errors and ambiguity. Existing robust preference optimization methods primarily operate at the sequence level, implicitly treating entire responses as uniformly correct or incorrect. However, rejected responses may still contain informative reasoning steps, while preferred responses can include subtle errors. In this work, we propose Preference Optimization via Robust Token-level reweighting (PORT), a fine-grained framework for robust alignment under noisy preferences. PORT performs token-level reweighting using the empirical cumulative distribution function (CDF) of token log-probabilities, yielding an efficient forward-pass-only proxy to gradient-norm penalization that selectively suppresses corrupted tokens without additional backward-pass computation. We provide theoretical analysis showing that PORT reduces the gradient bias from noisy preference labels by minimizing an upper bound on the bias term. Extensive experiments across diverse noise settings demonstrate that PORT consistently improves robustness and outperforms existing sequence-level baselines. The code is available at https://github.com/osu-srml/PORT

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arXiv AI Papers

Sage-Taiyi: A Metacognitive Architecture for Scientific Discovery

We introduce Sage-Taiyi, a metacognition-inspired architecture that uses accumulated scientific understanding to guide what to investigate next and how to investigate it. Through explicit monitoring and control, the system revises its understanding of evidence, assumptions, and unresolved questions, then uses these assessments to adapt research targets and select reusable reasoning methods. On Taiyi-Bench, an AI co-scientist ideation benchmark comprising 265 tasks from 50 papers across ten disciplines, Sage-Taiyi ranks first on all eight metrics of historical rediscovery and open-ended ideation, achieving an Overall score of 54.0 compared with 47.9 for the strongest baseline, AI Scientist-v2. It also performs well on two external scientific ideation benchmarks. Five expert-guided collaborations further connect its proposals to experimental and computational validation across chemistry, materials science, and engineering. In chemistry, reaction-condition optimization raises the yield of cobalt-catalyzed carbonylation from trace amounts to 84% and photocatalytic allylic amination from 13% to 69%. These results support metacognitive regulation as an approach to scientific ideation and its progression toward practical validation.

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arXiv AI Papers

Clique Constraints for Exact Causal Structure Learning

Exact score-based causal structure learning supports explicit structural constraints and optimisation certificates, but its branch-and-cut search can be computationally demanding. We augment exact causal structure learning methods with an upper bound on the maximum clique size of the learned undirected skeleton, enforced at integer candidates through lazy cycle and clique constraints. On static linear-Gaussian Erdős-Rényi and scale-free DAGs, we evaluate callback order, alternative clique-cut policies, incumbent repair, fractional separation, and Big-M bounds. We report causal-recovery metrics jointly with optimality gaps, primal and dual bounds, node throughput, MIPSOL events, and callback cost. Two variants receive particular attention: B3 selects the most violated minimal (k+1)-clique inequality at each callback, whereas C3 repairs an infeasible integer candidate by deleting violating edges and refitting affected regression columns using QR-based least squares. The results do not indicate that clique constraints uniformly accelerate optimisation. However, their benefit depends on graph density, sample size, and cut-management policy, while large collections of correlated constraints can reduce node throughput. Tighter valid Big-M bounds reduced the fixed-budget optimality gap in most tested settings, without necessarily changing SHD or F1 at a fixed time limit. These findings characterize the computational trade-offs of clique-constrained exact causal learning, and identify selective separation and incumbent repair as promising directions.

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arXiv AI Papers

Inference Validation for Regulated AI: Building a Decision Pipeline on NVIDIA AIPerf

Deploying large language models in regulated industries requires more than picking the fastest inference engine: it requires evidence that a configuration meets contractual and legal obligations before it serves a single customer request. We describe Runway, an internal validation harness built at MasterControl that builds a governed decision pipeline around NVIDIA AIPerf. The key insight is separating concerns: AIPerf provides the trusted measurement, while Runway provides the experiment design that comes before it and the compliance, cost, and audit decisions that come after. We describe the architecture and the storage model that makes caching and audit one mechanism. We report three findings from Runway sweeps: TensorRT-LLM and vLLM rankings invert with concurrency; a newer, pricier GPU instance can be the cheaper one per request; and speculative decoding behaves differently across engines under load, so engine configuration can outweigh engine choice.

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arXiv AI Papers

Safe Reinforcement Learning for Multi-Turn Clinical Agents: When Dense Rewards Beat Outcome Rewards

Reinforcement learning with verifiable rewards is increasingly used to improve language model reasoning, yet its effects on sequential decision procedures remain poorly understood. We study this problem in clinical multi-turn agents that must decide what information to request, when to stop gathering evidence, and which action to take. We introduce three controlled environments: medication refill triage, acute diagnostic work-up, and dosing titration, each with hidden clinical states, query costs, exact adaptive oracles, and deterministic outcome verifiers. Across these tasks, outcome-only group relative policy optimization often improves aggregate reward while producing undesirable procedures, including premature commitment, one-question collapse, and failures on rare high-risk cases. In diagnostics, assigning dense credit to questions that reduce uncertainty improves held-out value and moderate-case support across three training seeds relative to outcome-only reinforcement learning, without the high-risk seed collapse observed under outcome-only training. Separating exploration from exploitation further increases high-risk support at its best checkpoint, but at the cost of excessive information gathering on low-acuity cases. Additional experiments show that the optimal strength of process credit is task-dependent; that after a supervised warmup that already gathers carefully, reinforcement learning raises aggregate reward by trimming questions while degrading high-risk performance; and that reinforcement learning does not reliably repair rare behavior gaps inherited from biased supervised data. Verifiable final outcomes are therefore insufficient for training reliable multi-turn agents: reward design must account for the procedure used to reach an answer, and evaluation must distinguish adaptive information gathering from reward-exploiting shortcuts.

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arXiv AI Papers

Fisher-Glass Learning: Classification Bounds and Subpopulation Audits

Accurate classifiers can fail when background cues change without altering the correct labels. Predictive performance alone does not quantify how much task information remains after accounting for such nuisance variation. Here we extend the Fisher-glass framework to connect nuisance-adjusted information with local classification difficulty and subpopulation auditing. We derive lower bounds on local minimax excess classification risk under explicit distinguishability and decision-separation conditions, alongside statistical audits accounting for estimation error and regularization. On Waterbirds, a feature-based diagnostic of task-background alignment selects an accurately classified group, with selection frozen before held-out evaluation. Across five training seeds, background replacements preserving the extracted bird foreground and labels yield 93.2% accuracy when background type is preserved and 40.6% when it changes, a controlled difference of 52.6 percentage points. Separately, search using task labels and a fixed nuisance direction identifies an independently evaluated population with 98.8% membership-weighted accuracy and low estimated projected predictive Fisher information. Training and acquisition experiments show that information gains and predictive gains can diverge. These findings support joint assessment of predictive performance, information under declared nuisance models and controlled sensitivity when diagnosing vulnerability and evaluating model improvements.

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arXiv AI Papers

A Lattice-Based HMM Approach to Aruz Scansion of Ottoman Poetry

Ottoman Divan poetry is composed in aruz, a quantitative meter based on the weights of syllables. The meter is sensitive to specific characters recorded in the original writing in the Arabic script. This work is concerned with automatic meter finding and scansion alignment for Ottoman Divan poetry, especially on modern Turkish spelling without the special diacritics that scholarly transliterations of Ottoman preserve. We define two tasks on this input, first identifying the meter used in the poem, and second aligning the meter's weights with the syllabification of the poem, identifying the flaws and freedoms the poet has taken along the way. We build a corpus of 52,000 lines split by poet, with scansion annotations for 500 test lines, and a robustness benchmark generated at the deviation rates measured on real web and OCR copies. Our model is a hidden Markov model over the positions of each meter, decoded over a lattice of every candidate path, and trained by EM from the printed meter, without scansion labels. On a held-out set it scans 77.6% of the test lines fully correctly, against 26.8% for the available rule-based scanner, 55.0% for a neural tagger trained with the same supervision and 63.6% for Claude Opus 5.5 few-shot. The code is open-sourced and the tool is released on the web.

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arXiv AI Papers

Average versus expected causal effects under interference: Modeling assumptions and estimation bottlenecks

Causal inference under treatment interference requires assumptions to reduce the exponentially large number of potential outcomes. We develop hierarchical finite-population models for potential outcomes by separating these assumptions into three layers: interference neighborhoods, exposure mappings, and outcome models. Given an interference neighborhood and exposure mapping, we show that potential outcomes admit a nonparametric decomposition into direct, spillover, and treatment--spillover interaction components. This decomposition provides a common coordinate system for nonparametric, semiparametric, and parametric models of finite-population potential outcomes. For a given potential-outcome model, we define two classes of estimands. Average causal effects (ACEs), such as direct and total treatment effects, contrast potential outcomes under fixed treatment--exposure conditions. Expected causal effects (ECEs), such as expected direct and indirect effects, contrast expectations of potential outcomes under a specified allocation policy. For both classes, we bound the variance of the canonical Horvitz--Thompson estimator by three terms: a diagonal weight term, a term from overlapping interference neighborhoods, and a residual design-dependence term. Our upper and lower bounds show that under graph-unaware designs, nonparametric design-unbiased estimation of ACEs can require sample sizes growing exponentially in the interference degree, whereas polynomial growth can suffice for design-aligned ECEs. Under neighborhood interference, we construct graph-aware independent-set designs with variance bounds polynomial in the maximum degree for direct and total treatment effects on every graph, whereas graph cluster randomization can incur worst-case variance exponential in the degree.

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arXiv AI Papers

SciMARS: Multi-Agent Recursive Self-Improvement for Closed-Loop Scientific Discovery

We propose SciMARS, a framework for recursive task-local adaptation of multi-agent harnesses in closed-loop scientific discovery. Multi-agent systems coordinate analysis, experimental design, and verification as scientific evidence evolves. However, two problems limit their effectiveness: (i) without shared memory, agents lose observations and repeat work; (ii) fixed role procedures, handoffs, and memory policies perpetuate mistakes despite retained evidence. We address these problems with a shared evidence graph and separate component editors. SciMARS adapts roles and coordination; SciMARS + Memory adds a third editor for how agents record, retrieve, and receive evidence. Candidate probes guide composition and selection of the next harness. We evaluate scientific discovery through experimental-data replay and a digital twin. SciMARS + Memory resolves 12/18 GPT-6-Astra and 2/18 GLM-5.3 attempts on Autonomous Science Bench, compared with 8/18 and 1/18 for the base multi-agent team. On ScienceAgentBench and AppWorld, it solves 14/38 and 11/20 tasks, compared with 11/38 and 5/20 for the base team. These results support combining shared memory with harness adaptation across scientific and interactive tasks.

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arXiv AI Papers

WaveGen: Truly End-to-End Waveform Generation via Internal Spectral Trajectory Learning

This work proposes WaveGen, a fully end-to-end diffusion-based text-to-waveform framework based on Spectral Forcing, which jointly learns an internal spectral trajectory and the target waveform trajectory within a single model, enabling direct end-to-end text-to-waveform generation. Unlike recent TTS pipelines, WaveGen does not rely on separately trained or externally decoded intermediate representations, such as neural audio codecs, Mel-spectrogram vocoders, or VAE-based latent models. In addition, WaveGen performs internal text-speech alignment within a single model, eliminating the need for external alignment modules such as duration predictors. To preserve a truly end-to-end formulation, our framework further avoids dependence on self-supervised representations, such as BERT-based text embeddings and Wav2Vec 2.0-based semantic representations, as well as semantic distillation methods for training optimization. To achieve this, we carefully design Spectral Forcing, a model architecture with disentangled diffusion heads, and a training objective based on a multi-scale spectral v-loss. We further validate the scalability of end-to-end TTS models by scaling the model size from 0.1B to 0.6B parameters. Using a single architecture, open-source data, and one-stage training, without external modules such as duration predictor or REPA, WaveGen demonstrates fully end-to-end waveform generation achieving state-of-the-art performance on the Emilia training dataset. In particular, WaveGen achieves a WER of 1.47 and a SIM of 0.75 on the Seed-en benchmark. Source code and checkpoints are available at https://github.com/sh-lee-prml/WaveGen

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arXiv AI Papers

Can Frontier Auto Researchers Reconstruct Human Research Decisions in AI?

Scientific research has long been driven by substantial human effort, from reviewing prior work and identifying research gaps to designing specific solutions. Recent advances in harness-based agent systems have given rise to increasingly capable Auto Researchers, which can autonomously carry out these tasks and, increasingly, entire end-to-end research workflows. Yet despite their rapidly growing capabilities, how closely the research decisions and outputs produced by auto researchers align with those of human experts remains underexplored. We investigate this gap through the lens of research reconstruction and study: Given comparable research context, how similar are the research decisions and outputs produced by Auto Researchers to those of human researchers in AI research? To answer this question, we introduce AutoResearcher-Human Research Similarity (AutoHRS), a stage-wise evaluation framework for assessing how faithfully auto researchers reconstruct human research artifacts across different stages of the scientific workflow. Using 152 ICLR oral papers as our corpus, we generate 456 research trajectories spanning different stages of the research process. Applying AutoHRS to these trajectories, we find that current Auto Researchers frequently fail to recover key research decisions and their resulting artifacts across multiple stages of the research process.

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arXiv AI Papers

Path-Level Structural and Semantic Alignment for Hierarchical Multi-Label Text Classification

Hierarchical multi-label text classification (HMTC) requires models to capture both structural dependencies among labels and the fine-grained semantics of labels at different hierarchy levels. Existing methods often model hierarchy through prediction constraints or representations of individual labels and local relations. Structural and semantic supervision, however, are usually formulated separately. We instead use complete root-to-node label paths as a shared unit for both. Our framework introduces two auxiliary training objectives while retaining a standard multi-label classifier at inference. PathSimNCE aligns document representations with hierarchical paths using hierarchy-aware contrastive targets. These targets provide graded supervision for structurally related paths while preserving explicit supervision for the ground-truth paths. The complementary semantic objective uses LLM-generated, document-conditioned descriptions of the same positive paths. It thereby provides context-specific label semantics beyond static label representations. Experiments on three benchmarks show consistent improvements: structural alignment is particularly beneficial in deeper hierarchies, while semantic alignment provides additional gains for fine-grained labels.

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