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Seguridad y regulación

2481documentos

209últimos 7 días

AI-powered metadata correction and harmonization

Metadata harmonization (standardizing labels, identifiers, and formats so datasets can work together) is still largely manual. This post shows how AI-powered metadata correction works in practice, covering two approaches, human-in-the-loop validation and autonomous agent-driven workflows, plus governance considerations for production deployment.

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arXiv AI Papers

MediSkill-Evo: Process-Constrained Self-Evolution for Evidence-Grounded Clinical Interaction

Interactive clinical agents must gather decisive evidence and convert it into grounded actions under partial observability. A correct final diagnosis alone does not show that an agent respected evidence and care-process constraints. We introduce MediSkill-Evo, a clinical agent that evolves governed process knowledge without backbone fine-tuning. It separates experience into four typed banks for clinical skills, process rules, symbolic schemas, and measurement procedures. Provenance, support, replay, and controller-defined safety checks govern publication to a frozen test-time snapshot. A Process-Constrained Preference Harness binds evidence to its source, rejects controller-invalid candidates, and ranks actions with a safety-prioritized Clinical Process Critic. We evaluate complete agent systems across two backbone endpoints and six controlled stress dimensions under the same Doctor-turn limit. On 300 held-out Qwen encounters, MediSkill-Evo improves diagnosis accuracy from 61.33 percent to 69.00 percent and treatment-intent coverage from 33.62 percent to 66.44 percent, while reducing automatically scored critical failures from 31.00 percent to 16.33 percent relative to AgentClinic. On 180 hard-isolation conditions derived from 30 cases, target recovery reaches 93.61 percent under patient-behavior pressure, 100.00 percent for temporal evidence, and 92.22 percent for triage red flags. An exploratory 100-case MedSAM comparison evaluates request-gated tool-interface feasibility. These results provide descriptive end-to-end evidence for the complete system on fixed evaluation suites, not causal evidence for an individual bank or clinical validation of the automatic judge.

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arXiv AI Papers

Right-Sizing LLM-Agent Decomposition in VAT Determination: A Pilot Controlled Sweep

Recent LLM-agent systems make conflicting design bets: decompose work across many narrow agents, or use one strong tool-using agent. This pilot studies that choice on bounded cross-border VAT determination with reverse charge, where every case has an oracle label and each intermediate decision is independently scoreable. We hold the activity surface fixed (subtasks, tools, I/O schemas, validation checks, orchestrator, base model, and merge policy) and vary only the assignment of subtasks to workers across four orchestrated configurations, from one wide worker to five narrow ones, against S0, a tuned no-orchestrator single agent, with a deterministic rule engine as oracle. The program spans 4,400 runs: a 40-case, five-repeat main sweep, matched-token arms separating prompt-budget from agent-count effects, and three failure-injection arms, all judged against pre-registered falsification criteria. The two intermediate configurations lead on accuracy (0.830, against endpoints at 0.720 and 0.770) but miss the pre-stated bar against the fine endpoint, so the intermediate-optimum hypothesis remains unsupported at pilot scale. The single agent does not Pareto-dominate the orchestrated set. The matched-token criterion fires: the budget-matched single agent lands 6.5 points below the leader, but the interval includes zero, so any advantage is consistent with a prompt-budget explanation. Under injection, availability faults are absorbed at every granularity, with wide-scope restart over-recovering its baseline by +0.160, while one schema-conforming hallucinated record degrades every configuration and inverts the ordering, hitting fragmented configurations hardest. The contribution is a bounded, preregistered pilot heuristic for right-sizing decomposition (place one partition boundary at the dependency-layer midpoint), released with oracle, dataset, harness, raw traces, and analysis pipeline.

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arXiv AI Papers

Move by Move: Measuring and Steering How LLMs Conduct Psychotherapy

Users increasingly turn to large language models for emotional support, yet little is known about how these models actually conduct a psychotherapy interaction. We introduce an ontology of ten therapeutic moves: compact, function-based categories grounded in the MULTI-60 inventory, validated through an annotation campaign with five licensed psychologists, and scaled with a judge-based approach that matches expert agreement. Applying it to real counseling transcripts and model-led sessions, we compare the move distributions between human clinicians and a panel of frontier models. Models over-use inquiry at up to three times the human rate, neglect psychoeducation, and are strongly context-anchored: they carry forward strategies initiated by a human clinician but rarely initiate them themselves. Exposing the ontology as a set of tools roughly halves the mean deviation from the human move distribution and improves turn-level alignment with human therapist by 7-9 percentage points, without any fine-tuning.

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arXiv AI Papers

From Regulation to Implementation: A Critical Evaluation of LLM-Assisted Regulatory Compliance in Industry

The European Union (EU) has emerged as a leading regulatory body in the development of sustainability and privacy regulations. While new regulation requirements vary, many include a documentation artifact to ensure compliance. Notably, the Ecodesign for Sustainable Products Regulation (ESPR) introduces Digital Product Passports (DPPs) for life cycle transparency, while the General Data Protection Regulation (GDPR) mandates Data Protection Impact Assessments (DPIAs) to mitigate privacy risks. Creating these compliance artifacts, however, is challenging. Industrial data, which often exists in heterogeneous formats and is scattered across company and supplier systems, is required for DPPs and can be difficult to extract into compliant DPP formatting. Furthermore, DPIA documents require interdisciplinary expertise and follow no standardized format, making development difficult for novel systems. To address the particular complexity of compliance artifact creation for both regulations, researchers have proposed the use of LLMs in the generation process; however, the impact of the aforementioned problems on the output of these systems is largely unaddressed. This work investigates the existing research gap by exploring how data extraction instructions and regulatory vagueness impact the quality and consistency of LLM-produced compliance artifacts. The resulting artifacts are evaluated by benchmarking different models against manually created ground-truth schemas. The results reveal that less strict guidelines, such as DPIA formatting, require higher context prompts to maintain consistency and completeness. Stricter guidelines, such as formatting for Digital Battery Passports (DBP), result in consistent results regardless of prompt context, but may lead to more hallucinations in the output

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Reduce RAG costs on Amazon Bedrock with query-aware compression

Input tokens are often a meaningful part of the cost of running Retrieval Augmented Generation (RAG) at scale. This post describes a query-aware context compression pattern on Amazon Bedrock: after retrieval, a smaller model filters retrieved chunks against the query before the primary model answers, reducing input tokens and cost while preserving answer quality.

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arXiv AI Papers

AUSO: Action-Level Unified Skill Optimization from Internalization to Utilization

Skills play different roles as an agent's policy evolves: they should first provide learnable knowledge, then support capability formation, and finally be invoked only when they improve individual decisions. Existing methods rarely model this lifecycle. They either keep skills outside the model, fully internalize them, or select among internalization and utilization objectives through noisy task-level success rates. Such designs fragment training and assign uniform importance to actions within the same trajectory, even though skill guidance may help some decisions while distracting others. To solve these problems, we introduce AUSO (Action-level Unified Skill Optimization), which unifies skill learning and skill use through a progressive, action-aware optimization process. At the beginning of training, AUSO jointly learns from teacher guidance and environmental outcomes, enabling the policy to acquire foundational skills without losing task-oriented feedback. It subsequently emphasizes outcome-based policy optimization to consolidate autonomous problem-solving ability. As the policy matures, AUSO evaluates each sampled action under both skill-conditioned and skill-free contexts. The resulting action-level information signal is coupled with the trajectory outcome advantage, allowing beneficial skill-sensitive actions to receive stronger updates and harmful ones to be suppressed. Therefore, skills gradually transition from an external source of supervision into decision knowledge whose utilization is adapted to its action-level benefit, while reinforcement learning remains the shared backbone across all stages. Experiments on ALFWorld, WebShop, and SearchQA show that AUSO consistently improves agent performance and out-of-distribution generalization over competitive baselines.

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arXiv AI Papers

CLEAR: Continuous Latent Adapter Routing for Utility-Preserving LLM Safety Alignment

Improving the safety of large language models (LLMs) often comes at the expense of utility, as globally applied safety tuning may affect model responses to both harmful and benign inputs. We propose Continuous LatEnt Adapter Routing (CLEAR), a conditional safety adaptation framework that uses a lightweight hidden-state gate to continuously control the activation strength of a safety low-rank adapter. CLEAR aims to reduce harmful completions while avoiding unnecessary changes to the frozen backbone that could degrade performance on benign prompts. Experiments on widely used safety and utility benchmarks show that CLEAR improves robustness on HarmBench while reducing the utility degradation observed with globally applied safety tuning such as SFT or standard low-rank adaptation (LoRA). On Llama-3-8B-Instruct, CLEAR reduces HarmBench ASR from 32.3\% to 0.5\%, while retaining most of the base model's utility and achieving up to 7.1 percentage points higher GSM8K accuracy than globally applied SFT or LoRA. These results suggest that CLEAR is a promising mechanism for improving the safety--utility trade-off in LLM alignment.

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arXiv AI Papers

The Exceedance Design Effect: Effective Sample Size for Thresholds under Clustering

Many machine-learning systems set a threshold at a quantile of a calibration set: conformal predictors that promise 90% coverage by drawing their cutoff at the calibration set's 90th percentile, abstention gates that decline to answer when a model's score falls below the calibration set's tenth percentile, safety filters that block any output scoring above the 99th percentile of a reference set. All of them promise that the threshold will hold at the stated rate on new data. The promise assumes the calibration examples are independent, and in modern pipelines they usually are not: they share a prompt, a document, a reasoning trace. Survey statistics has known how to discount correlated data since 1965, by counting how many independent observations a sample is worth, but only for averages. We show that a threshold needs a different count. The count depends on how often clustered scores land on the same side of the threshold, and that changes with where the threshold is set. How similar the scores are as numbers does not enter. We prove a closed-form law for the resulting effective sample size and for the spread of the coverage a deployed system actually sees. Three consequences follow. The correction now used in the conformal literature is the wrong quantity, and can miss in either direction. A dataset has no single effective sample size. It has one for each level the threshold is set at. And the damage is invisible in coverage averaged over many runs, and fully felt by whoever deploys once. On a released calibration set of 25,028 examples, we measure the reliability of about 1,300.

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arXiv AI Papers

TRACE-C: Rank-Calibrated Relational Anomaly Detection for Multi-Stream Operational Telemetry

Operational telemetry can be jointly anomalous while every individual stream stays inside its familiar range. TRACE-C is an auditable strictly-prior rank-calibrated detector for aligned multi-stream telemetry: same-regime rolling median/MAD residuals feed three window channels -- a maximum normalized local sum, a Gaussian copula-form dependence contrast on robust-z residuals, and a worst standardized AR(1) innovation -- whose channel ranks are Fisher-aggregated and ranked against earlier aggregates. We evaluate six Great Britain grid streams with a January-April 2019 fit, July-December 2019 development evidence, and a 2020 hold-out frozen before inspection. TRACE-C ranks Storm Atiyah first among 2019 test windows, but a disclosed channel ablation attributes that rank to the local channel, not the copula-form channel: copula-only ranks Atiyah 59th. The short 9 August frequency event is ranked far lower by the fused detector (143) than by the temporal channel alone (40), and reconstruction baselines rank it first. In 2020 no window is selected, which is consistent with record-rule saturation rather than an uneventful year; the highest-ranked frozen window was later interpreted as Storm Ellen. Three interpretive limits carry throughout. The resulting p-values are selection quantities, not event probabilities. The copula-form channel is not a literal copula density: the method applies no probability-integral or normal-score transform. Empirical rank counts are diagnostics, not coverage or false-discovery proofs. Every table and figure in this paper is generated from committed machine-readable reports.

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arXiv AI Papers

Personalized Privacy Control in LLMs via Attention Head Intervention

The rise of agentic AI enables LLMs to access diverse user data, raising critical privacy concerns. Prior work on contextual privacy studies whether LLMs regulate information disclosure according to context-dependent norms. However, acceptable disclosure boundaries may vary across users even within the same context. To address this limitation, we introduce personalized privacy, which incorporates user-specific disclosure preferences into privacy control. We further present P3Bench~(Personalized Privacy Preservation Benchmark), a novel benchmark extending contextual privacy policies with personalized disclosure policies. Experiments show that prompt-based policies fail to reliably enforce personalized privacy policies, with Qwen2.5-7B and Gemma3-4B showing average policy ignorance ratios of 51.25\% and 74.28\%, respectively. Finally, to address this problem, we propose Repair, a robust inference-time attention head intervention method that adjusts disclosure behavior toward policy-consistent responses. Our method significantly improves adherence to user-specific privacy preferences by reducing cases where the model fails to follow the given policy.

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arXiv AI Papers

Beyond Imitation: Self-Improving Robot Policies via Off-Policy Q-Planning

Behaviour Cloning (BC) has driven remarkable progress in robot manipulation, yet it is fundamentally limited by its inability to self-improve: a policy that fails cannot learn from that failure without additional human demonstrations. Reinforcement Learning fine-tuning offers a path to self-improvement but has proven difficult to scale to the multi-billion-parameter models underpinning modern robot policies. We propose Q-Planning, which equips a large visuomotor BC policy with a small off-policy Q-function. Because a Q-function estimates value rather than imitates actions, it can be trained on the same successful demonstrations as the BC policy and later absorb both successful and failed deployment rollouts, an asymmetry BC does not have. We exploit this asymmetry to enable value-guided action selection at inference (a single-step Q-weighted average over BC draws) and online self-improvement that fine-tunes only the Q-function, leaving the BC weights untouched. On LIBERO and bimanual RoboTwin, ten iterations of self-improvement lift every benchmark score we tested (LIBERO-10 93% to 99%, RoboTwin 83.8% to 91.4%) and shorten successful episodes on the near-ceiling suites (LIBERO-Object, LIBERO-Goal). On two contact-rich bimanual real-robot tasks, the same loop (BC frozen, no human intervention) improves purely from its own deployment rollouts: stack-cups 40% to 90% and insert-wallet 25% to 80% in five iterations, whereas SFT on successful rollouts alone stalls at 55% and 30%. Under an identical online budget Q-Planning is the only method, among Best-of-N, filtered SFT, IBRL, DSRL, and DAWR, that improves stably from failures without training an auxiliary actor.

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arXiv AI Papers

SENTRY: Deterministic, Intelligent Risk Assessment for IT Change Management

Technology change management in large financial institutions depends on risk assessments that are accurate, consistent, and auditable. In practice, many institutions still rely on self-reported questionnaires. Those questionnaires are subjective, easy to game, and poor at separating routine changes from the ones that later trigger major incidents. This paper presents SENTRY, a risk assessment platform that replaces questionnaire-based scoring with a deterministic machine learning pipeline built from gradient-boosted decision trees (XGBoost) and hybrid retrieval-augmented generation (RAG). The system combines structured operational metadata, application dependency graphs, and historical incident records with a hybrid semantic and lexical search over historical change requests. The retrieval step captures the risk signal in unstructured change request text, then compresses that signal into a single scalar feature before model inference. That design keeps the model deterministic and preserves per-prediction explainability via SHAP values. Evaluated on enterprise-scale change data, SENTRY achieves a ROC AUC of 0.87 and 85% overall accuracy, and it detects high-risk changes at roughly 3.25 times the rate of the existing process. We close by examining the architectural trade-offs behind this design and what they imply for the use of machine learning in regulated change management.

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arXiv AI Papers

SRL-MPC: Shape-Aware Reinforcement Learned Model Predictive Control

Safe and efficient shape-aware navigation in heterogeneous crowds and robot fleets remains challenging. Traditional approaches often assume homogeneous robots, sparse workspaces, simplified geometry, offline computation, or handcrafted parameters to make the problem tractable, which limits their deployment in dense crowd scenarios. Toward this end, we propose Shape-Aware Reinforcement Learned Model Predictive Control (SRL-MPC), a method for safe, efficient, and adaptive navigation in crowds with heterogeneous shapes without geometry simplification. To encode shape-aware safety, we formulate high-order control barrier function (HOCBF) constraints from geometric separation features (GSFs) based on support function transformation. A reinforcement learning (RL) framework then learns a neural policy that reads GSFs and outputs real-time MPC parameter updates, enabling the MPC solver to adapt to neighboring crowd geometries. The key advantage of SRL-MPC is that it preserves the safety structure and generalizability of MPC while integrating the adaptability and intelligence of RL. Experiments in randomized crowd scenarios with arbitrary shaped robot fleets demonstrate the effectiveness, scalability, and robustness of SRL-MPC. The results show that SRL-MPC substantially outperforms representative baselines in safety and adaptability. Project website: https://hanruihua.github.io/srl_mpc_project/

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arXiv AI Papers

Thermo-FL: Thermal-Aware Robust Federated Fine-Tuning of Large Language Models for Edge AI

Federated fine-tuning enables large language models to adapt on edge devices without centralizing private data, but practical deployments must address hardware instability and adversarial update corruption together. Thermally constrained clients may throttle, slow local training, or delay synchronous aggregation, while Byzantine clients and communication-layer adversaries can corrupt the updates used to form the global model. To address these challenges, we present Thermo-FL, a thermal-aware federated LoRA fine-tuning framework that uses device temperature as an active control signal for local adapter training and sparse update transmission. On the client side, Thermo-FL adjusts the active LoRA-layer fraction and transmitted update density as devices heat or cool, reducing workload under thermal stress. On the server side, Thermo-FL introduces TERRA, a robust aggregation pipeline for dynamically sparse LoRA updates that combines norm filtering, mask-aware directional validation, adaptive active-coordinate clipping, and mask-aware aggregation. We evaluate Thermo-FL using both a large-scale emulator and a Jetson-based physical testbed. In the emulator, Thermo-FL improves robustness under adversarial sparse aggregation and achieves the strongest BoolQ accuracy across clean and attack settings while remaining competitive on GSM8K. In the physical prototype, Thermo-FL stabilizes device temperature, reduces compressed upload size through bitmap sparse encoding, and preserves GSM8K utility under sign-flip/scale and MITM perturbations. These results show that secure edge LLM adaptation should jointly consider hardware behavior, workload regulation, sparse communication, and aggregation robustness.

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