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Seguridad y regulación

2481documentos

209últimos 7 días

arXiv AI Papers

SafeEvolve: Harness-Policy Co-Evolution from Agent Experience for Safety Alignment

The performance of LLM-based agents is jointly shaped by the base model and the harness used when interacting with the environment. This exposes them to safety risks in both harmful final responses and multi-step execution trajectories. Existing safety alignment mechanisms often rely on either external harness updates or policy optimization, yet applying either paradigm in isolation fails to bridge runtime control with intrinsic safety. We propose SafeEvolve, an experience-driven self-evolving framework for agent safety alignment. SafeEvolve leverages safety experience from completed on-policy trajectories to drive a continual loop of harness-policy co-evolution. On the harness side, SafeEvolve converts trajectory-level safety evidence into bounded, component-level updates across safety prompt and hierarchical skills, yielding auditable and reversible harness artifacts. On the policy side, SafeEvolve follows a two-stage SFT-RL paradigm, where harness-use SFT bootstraps the policy to actively leverage evolved harness artifacts, and harness-augmented RL further shapes autonomous safety behaviors during multi-step exploration via verifier-decomposed rewards. Through harness-policy co-evolution, SafeEvolve converts safety experience into an evolved runtime harness and improved policy behavior. Experiments on agentic safety benchmarks show that SafeEvolve achieves a stronger safety-utility tradeoff than existing baselines. For Qwen3.5-4B, SafeEvolve achieves a 3ASR reduction on AgentDojo while improving benign utility from 59.79% to 61.86%.

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arXiv AI Papers

CodePoisonRAG: Knowledge Poisoning Attacks on Retrieval-Augmented Code Generation

Retrieval-Augmented Code Generation (RACG) improves LLM-based software development by retrieving external code artifacts, documentation, and patches, and incorporating them into the generation context. This reliance on external knowledge introduces a critical trust boundary: poisoned artifacts can influence generated code without modifying the underlying LLM. Prior work shows that selecting existing vulnerable examples can increase the general vulnerability rate of RACG outputs, but leaves open whether a black-box attacker can construct a single task-matched artifact that propagates an attacker-selected weakness. We introduce CodePoisonRAG, a targeted upstream knowledge-poisoning framework that transforms benign fixed-code entries into poisoned artifacts. Its attack chain combines CWE-specific Vulnerability Injection, which embeds a selected source-to-sink flow while retaining task alignment, with Semantic Mislabeling, which adds false safety claims without repairing the vulnerable behavior. The attacker has no access to the victim's deployed knowledge base, retriever, re-ranker, generator, prompt, or defense mechanism and injects at most one artifact per anticipated programming task. We construct 85 poisoned artifacts covering ten CWE classes across Java and C, yielding an aggregate corpus-poisoning ratio of 0.7%. Across three generators, all 85 artifacts appear among the Top-3 results for their corresponding queries, and CodePoisonRAG achieves attack success rates between 0.80 and 0.93. Against CodeGuarder, which injects vulnerability-specific security knowledge into the generation context, the attack retains success rates between 0.40 and 0.71. These results show that RACG poisoning extends beyond the incidental propagation of existing vulnerabilities to the targeted construction and propagation of attacker-selected weaknesses.

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arXiv AI Papers

From Reweighting to Rewriting: Unlocking the Intervention Effects of Influential Samples in Training Data Attribution

Training data attribution (TDA) aims to identify training examples that shape model behavior, but its intervention value depends on both which examples are selected and how they are modified. Influence functions (IF) estimate behavioral changes under infinitesimal reweighting, yet IF-selected examples often show limited advantages over random selection under conventional weight-based interventions. This raises the question of whether influential examples lack intervention value or whether reweighting fails to realize their behavioral leverage.We introduce influence-guided response rewriting, which uses IF to identify intervention targets and replaces their responses with behavior-aligned or behavior-opposed supervision while keeping instructions fixed. Across four open-weight LLMs, we compare rewriting and reweighting on the same influence-selected examples using epistemic abstention as our primary testbed. Response rewriting produces stronger, more persistent, and bidirectional behavioral shifts, while reweighting the same examples yields weak and inconsistent effects. Further analyses show that influence-selected examples provide greater rewriting leverage than alternative selectors, with changes remaining concentrated on target-relevant behaviors. The same qualitative contrast extends to safety refusal. These results distinguish the local reweighting effects captured by influence estimates from the broader intervention leverage of the examples they identify, motivating intervention-aware evaluation of TDA methods.

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arXiv AI Papers

SPADE: SPaT Attack Detection from the Connected Vehicle's Perspective

Signal Phase and Timing (SPaT) messages are a cornerstone of connected vehicle (CV) safety, enabling CVs to perceive and respond to intersection state through Vehicle-to-Infrastructure (V2I) and Vehicle-to-Vehicle (V2V) communication. The integrity of these messages is threatened by a range of application-layer attacks that can bypass conventional authentication when a roadside unit or peer vehicle is compromised. Existing intrusion detection research either defends the infrastructure side or targets V2V Basic Safety Message (BSM) / Cooperative Awareness Message (CAM) misbehavior, leaving the onboard CV perspective on SPaT integrity unaddressed.To close this gap, we introduce SPADE --- the SPaT Attack Detection and Evaluation dataset --- a labelled, multi-modal, simulation-based dataset designed specifically for deep learning IDS research in this space. SPADE is generated through Eclipse MOSAIC using runtime attack injection at the SAE J2735 application layer across six attack classes and one benign class. By combining four intersection geometries, six operating conditions, and five independent random-seed repetitions, SPADE comprises 180 unique base scenario runs, yielding 1,890,000 labelled timestep records (270,000 per class). Each record fuses SPaT message fields, onboard camera confidence scores, and cooperative V2V peer data across 40 features, reflecting the multi-modal signal space required to distinguish deliberate attacks from environmental degradation. The dataset, generation code, and scenario configurations are released publicly to support reproducible and comparative IDS research in C-V2X security. The developed toolbox, instructions, and dataset link are publicly available on GitHub: https://github.com/jdinovo/SPADE.

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arXiv AI Papers

CORAL: An LLM-Native Harness for Production Recommender Systems

Production recommender systems shape what billions of people see, and sustaining their performance requires continual optimization: as content, user behavior, and upstream models shift, the choices governing retrieval, ranking, and serving must be revisited. Traditionally, human engineers test such changes through online experiments--a slow, reactive process limited by engineering effort, leaving parts of the system unrevised as conditions change. Although large language models have been applied to ranking, user modeling, and offline model development, few systems place an agent in a continual closed loop that acts on a live recommender and learns from the measured effects of its decisions. We present CORAL (Constraint-Optimized Recommender via an Agentic Loop), an LLM-native harness that closes this loop: each cycle, the agent observes operating signals, reasons over a memory of past decisions and outcomes, and invokes tools--including a numerical optimizer that keeps changes within a fixed operating budget--to reconfigure the recommender, with measured outcomes informing the next cycle. We formulate this as a partially observed, non-stationary, constrained optimization problem in which the policy improves in context, without parameter updates, from its prior actions. Across two large-scale social platforms, evaluated with A/B experiments, the same harness improves engagement at no additional serving cost on one and reduces serving cost without degrading engagement on the other, spanning the engagement-efficiency frontier. Performance improves as the loop iterates, suggesting that a single agentic loop can automate continual optimization work traditionally performed by human algorithm engineers under explicit guardrails.

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arXiv AI Papers

Eliciting ESG Preferences for Reinforcement Learning-Based Portfolio Optimization

Modern portfolio management increasingly demands a balance between traditional risk-adjusted returns and strict Environmental, Social, and Governance (ESG) mandates. Current Reinforcement Learning (RL) approaches typically optimize for a single ESG provider, neglecting the significant divergence in rating methodologies across the industry and the unintuitive nature of manually weighting conflicting objectives. This paper addresses these limitations by formulating ESG-aware portfolio optimization as a Multi-Objective Reinforcement Learning (MORL) problem that simultaneously incorporates ratings from three distinct ESG agencies. To bridge the gap between high-dimensional algorithmic trade-offs and human decision-making, we integrate a Preference Elicitation framework using Gaussian Processes. This system enables practitioners to infer their latent utility functions through intuitive pairwise comparisons of candidate portfolios based on their Sharpe ratios and aggregate ESG scores. We systematically evaluate our framework by employing Large Language Model (LLM) personas to simulate Portfolio Managers operating under varied regional contexts. Empirical results using historical market data reveal that regional backgrounds fundamentally shift the derived preference weights. For instance, European-based personas tend to prioritize ESG alignment over financial returns, while Texas-based personas favor risk-adjusted performance. This work offers a highly adaptable framework that successfully aligns multi-objective algorithmic trading with diverse, real-world human sustainability preferences.

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arXiv AI Papers

Scalable Direction-Following TTS via Voice Impression-Guided Pseudo Triplet Construction

Voice actors often re-read the same script while modifying their delivery in response to performance directions. We study this setting as direction-following TTS, where a system generates a new utterance that reflects a given direction relative to a reference utterance while preserving speaker identity and linguistic content. A key challenge is the lack of training data capturing such relative modifications. To address this, we propose a scalable pseudo-triplet construction pipeline that generates~(reference utterance, direction text, modified utterance) triplets. It generates controlled style variations using an impression-controllable TTS model and uses an LLM to produce natural language directions from estimated impression differences. Experimental results demonstrate that pseudo-triplets alone enable stable speaker-preserving modification, and that combining pseudo and recorded data further improves direction alignment while maintaining speaker similarity. Audio examples are available on our demo page https://ntt-hilab-gensp.github.io/IS2026pseudo/

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arXiv AI Papers

Competitive Market Behavior of LLMs

Large language models (LLMs) are increasingly deployed as economic agents, yet there is little evidence whether LLM agents are suited for participating in market mechanisms designed for humans, and whether these mechanisms deliver desired outcomes when faced with LLM agents. We address this question by replicating seminal economic experiments, replacing human subjects with LLM agents. We place agents in a double auction environment, which is a widely-used market mechanism. We check whether such a market is able to deliver an efficient allocation of resources, thereby testing a novel dimension of alignment of LLM agents -- their compatibility with a fundamental market mechanism. We find that markets populated by LLM agents exhibit slower or no convergence towards market equilibrium, thus providing less efficient allocations than markets populated by humans. We then analyze agents' individual trading decisions and find substantial heterogeneity both across model families and market roles. We also run a lexical analysis of Chain-of-Thought (CoT) traces generated by the agents. We find that the decision to execute a trade rather than continue incrementally adjusting prices is associated with a shift from strategic considerations toward urgency. We publicly release our testing framework, which can be used for future evaluations.

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arXiv AI Papers

Online Reinforcement Learning in the Met Office Unified Model through Distributed Model-Agent Coupling

Machine-learnt corrections can complement numerical weather prediction only if they adapt to the evolving model state while preserving dynamical consistency and numerical stability. To test this within a global forecasting model, we couple the Met Office (UKMO) Unified Model (UM) with distributed RL agents through rank-local tensors. A DDPG actor shares weights across the 70 vertical model levels of each atmospheric column and applies bounded potential-temperature corrections to the model tendencies. Across ten nudged training forecasts, nudging calculations towards the UKMO operational analysis provides an immediate counterfactual target. The frozen policy is then evaluated in a non-nudged forecast for inference. The coupled workflow successfully completes training and remains numerically stable in the evaluated case. Relative to a matched native UM forecast at +6 h, the learnt policy reduces Z_{500} MAE in four of six latitude bands, including reductions of 45.8% and 40.8% in the northern and southern tropics. MSLP error too decreases in three bands, with a maximum reduction of 27.3% at 0-30°N. This single-case experiment demonstrates significant promise and feasibility of distributed online learning followed by non-nudged inference, laying the groundwork for RL-based bias correction and parametrisations within operational systems.

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arXiv AI Papers

Learn from Whoever Is Right: Answer-Verified Multi-Teacher Distillation for Multi-Domain LLMs

Modern large language models (LLMs) rely on reinforcement learning to build strong capabilities in individual domains, but integrating those capabilities into a single deployable model remains challenging. By routing each sample to the teacher whose domain matches it, existing approaches let a domain label decide which teacher provides supervision. However, domain expertise holds only on average: the matched teacher is not always correct on a given sample, while a teacher from another domain sometimes is. The reliable teacher therefore has to be identified per sample, not per domain. In this paper, we introduce Multi-Teacher Self-Distillation Policy Optimization (MT-SDPO), an on-policy distillation method that unifies several frozen teachers into one student model. MT-SDPO consists of three components: (1) self-anchors, where a rollout is supervised by a correct rollout from its own group; (2) answer-verified eligibility, where a teacher may supervise a sample only if its own answer passes a verifier; and (3) privileged distillation, which merges the anchor and all verified feedback into one context that an exponential moving average self-teacher reads and the student does not, thereby keeping one policy at deployment. Across five students from three model families, MT-SDPO lifts the weakest domain of Qwen3-8B by 14.79 points and narrows its domain gap by 74.7%, a better balance than serving one matched teacher per domain. Verified reliability, not domain membership, should decide who teaches. Code is available at https://github.com/hexixiang/MT-SDPO.

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arXiv AI Papers

When Persona Attributes Improve Population Alignment in Large Language Models

Large Language Models (LLMs) are increasingly used to predict the responses of human participants in survey panels. Towards that goal, persona prompting has recently emerged as a technique to inform and align large pretrained language models. Persona prompting refers to the practice of using short textual descriptions of 'personas' in prompts to steer the LLM's generations. Personas describe individuals through different attributes such as their socio-demographics, attitudes, or behaviors, with the aim of aligning LLMs to produce responses that correlate with the corresponding human responses. Yet, recent work has produced mixed and partly conflicting results of persona prompting without clear patterns of success and failure. Among the few consistent findings is that the selection of persona attributes matters, and that using more attributes does not necessarily lead to better performance. It remains unclear how different attribute selection methods perform and how to choose among them. In this paper, we propose that observed human response variation of a survey question is a potential explanation for the mixed performance observed so far. In addition, we compare the performance of persona prompting associated with different methods for selecting persona attributes. We evaluate these methods on four different (general) social surveys across two countries, six LLMs, and twenty prediction tasks per survey. Our work helps to identify when persona prompting can be expected to be useful in survey prediction tasks, and provides new insights on the effectiveness of different attribute selection methods for LLM-based survey prediction using persona prompting.

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arXiv AI Papers

Orthogonal Ensembles and Tested Explanations for Performer-Independent Body-Motion Emotion Recognition

We study body-only, 12-class acted-emotion classification from skeleton motion under leave-performer-out (LPO) evaluation, a hard, underdetermined setting: chance is 8.3%, and a protocol-matched reproduced STGCN++ baseline reaches only 25.73 +/- 4.03% Macro-F1. We show that reliable gains come not from a new architecture but from combining eleven models with orthogonal error modes: under 10-fold LPO cross-validation on the labeled training performers, an equal-weight logit-mean ensemble reaches 36.80 +/- 4.00% per-fold Macro-F1, a protocol-matched +11.07 pp (+43% relative) over the same-split reproduced baseline. Our central contribution is a tested explanation suite: for a strong ensemble member, part-masking and counterfactual edits show (rather than assert) that its decisions depend on motion-grounded body-region evidence, and this region saliency aligns with rule-based Laban Movement Analysis (LMA) attributes far more than with classical kinematics: region-level saliency-LMA Spearman rho = +0.500 versus +0.033, roughly 15x, and the alignment holds for the submitted 11-way ensemble itself at rho = +0.517; the audit is post hoc and needs no retraining. The same suite faithfully reports a negative: within-window temporal saliency is diffuse rather than localized.

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arXiv AI Papers

PragAlign: Feedback-Guided Pragmatic Alignment for Controlled Synthetic Dialogue Generation

Synthetic dialogue generation can support research in privacy-restricted service settings, but generated conversations must preserve communicative intent, affective meaning, and natural dialogue flow. We introduce PragAlign, a feedback-guided framework for controlled synthetic dialogue generation conditioned on service context, target intent, and target emotion, with auxiliary trait-style controls. PragAlign uses a generate--evaluate--revise loop in which an LLM-based evaluator scores intent alignment, emotion alignment, coherence, fluency, and aggregate quality, then provides criterion-specific feedback for up to three refinement rounds. On 800 matched dialogue specifications, PragAlign achieves 99.50\% evaluator-defined acceptance, compared with 72.25\% for one-shot generation and 95.88\% for repeated generation without structured feedback. This indicates that repeated attempts account for much of the gain over one-shot generation, while structured feedback primarily improves last-mile multi-constraint satisfaction rather than broad average quality. Refinement gains are concentrated in emotion alignment, which is also the dominant failure mode in ablations. A separate human evaluation of 1,200 generated dialogues shows that intent expression and dialogue flow are highly recognizable to annotators, while emotion appropriateness is less stable and more subjective. These results support PragAlign as a quality-control framework for improving evaluator-defined communicative constraint satisfaction, while showing that affective realization and independent human-perceived quality remain open challenges.

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arXiv AI Papers

Before the Script, Set the Stage: How Worldview Simulation Amplifies Psychologically Grounded Persuasion in Multi-Turn Jailbreaking

Multi-turn jailbreak attacks demonstrate that harmful intent can be distributed across dialogue, yet existing methods obscure what conversational mechanisms drive vulnerability. We introduce BLUEPRINT, a safety-evaluation framework separating a factorized social-influence strategy space from WORLDVIEWSIM, a cross-turn situational context module. Monte Carlo Tree Search optimizes turn-level combinations of 18 theory-grounded influence factors across a four-turn trajectory. Across six frontier models, BLUEPRINT achieves near-ceiling ASR on major open-weight and proprietary models, while requiring the fewest average queries (2.46). The resulting trajectories further reveal model-specific vulnerability among resistant targets: each responds to distinct influence factors and strategy transitions, yet all share a common recovery pathway-shifting toward concrete, executable task framing consistently escapes hard-refusal states. Ablations confirm operational cues matter most: making requests actionable has the largest impact, gain framing is unusually potent, and some legitimacy appeals can backfire. These findings suggest robust multi-turn safety requires monitoring not only harmful content, but also how dialogue state makes unsafe requests appear concrete and locally executable.

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arXiv AI Papers

Evidence for Shared Routing Geometry and Dynamics in Sparse Mixture-of-Experts

Sparse mixture-of-experts (MoE) models use an independently parameterized router at each sparse layer to select experts for every token. Prior work has shown that routing decisions across depth can often be predicted from earlier routing signals, suggesting that routing is not fully independent across layers. However, the structure behind this predictability remains unclear. In this work, we provide evidence that routing-relevant states across layers share a common geometric structure that is obscured by layer-specific coordinate systems. We isolate the control subspace of each router and align these spaces into a shared canonical representation using generalized orthogonal Procrustes analysis. After alignment, a single linear transition reaches R^2=0.39--0.71 and retains 79--90\% of the predictive power of separately fitted layer-specific dynamics, indicating that much of routing-state evolution follows a reusable process across depth. We then ask whether this shared dynamics is specific to routing or simply reflects the smooth evolution of hidden representations. A matched-rank comparison shows that residual representations are often easier to predict across layers, while router-control states preserve the model's expert choices much more faithfully. This separates generic cross-layer predictability from routing-specific information. Finally, we test whether the predicted canonical states remain meaningful when used in place of native routing states. The transported states preserve local routing behavior, while learned state evolution reduces ΔNLL relative to simple persistence by 15.7\% on OLMoE and 6.2\% over a 10-router horizon on Phi.

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arXiv AI Papers

Humanoid Safe Stop via Learned Stoppability Value

Humanoid robots responding to emergency stop commands typically execute a fixed maneuver, without reasoning about whether a safe stop is actually feasible from the current state. We cast emergency stopping as a reach-avoid problem and propose Safe-Stop, a task-agnostic framework that pairs a learned stop policy with learned stoppability estimators. The estimators are complementary: a stop-probability estimator supervised by the actual outcomes of the fixed stop policy, and a reach-avoidance estimator supervised by a Hamilton-Jacobi backup over physical state. The first captures emergent stopping behavior of the learned controller; the second provides a complementary recoverability signal. Because the stop policy and estimators do not depend on the behavior policy that preceded the stop command, they transfer across diverse upstream tasks without retraining. At deployment, the two estimates are combined: Safe-Stop commits to the stop only when both estimators indicate that stopping remains feasible, otherwise it hands off to a fall policy, instantiated as a damping fallback. This agreement check yields decisions that are robust without sacrificing reactivity.

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NVIDIA AI Blog

NVIDIA and CrowdStrike Strengthen Agentic Cybersecurity Frontier

“We’re at an inflection point in cybersecurity,” Jensen Huang told a sold-out crowd at CrowdStrike’s Fal.Con 2026 in Las Vegas Tuesday. Attacks are now automated. Defense has to be, too. The NVIDIA founder and CEO joined CrowdStrike CEO and founder George Kurtz to announce CrowdStrike SafeMind, its agentic cybersecurity system developed by the CrowdStrike Cyber […]

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