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2481documentos

209últimos 7 días

arXiv AI Papers

Corrupt Plans, Clean Traces: Evading Chain-of-Thought Monitoring with Plan Injection

Chain-of-thought (CoT) monitoring is a safety strategy where the reasoning of a large language model "actor" is inspected by a "monitor" (often another language model) for signs of unsafe planning, deception, or misalignment. We find that planting harmful but benign-sounding reasoning in the actor's context can steer it to perform adversarial actions while evading monitors, an attack we term "plan injection". We initially discover this attack in the multiple-choice question-answering monitorability setting proposed by Lanham et al. (2023), using the investigator-agent elicitation framework of Li et al. (2025). We generalize the attack and show that the discovered behavior scales to harder tasks (achieving 25-33% monitor evasion rates across different monitorability benchmarks) and larger models such as DeepSeek-R1. Across the settings we study, actor models not only follow injected plans but also paraphrase them as their own reasoning, without explicit attribution to the injections. Finally, we find cases where extra monitor resources cause harm - giving the monitor access to the injected plan drops detection by as much as 50% in the Bio-Math task and in a case study on monitor reasoning budget, we find transcripts where additional thinking tokens are spent rationalizing the injected plan rather than flagging it.

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arXiv AI Papers

Bellman Policy Optimization

Reinforcement learning with verifiable rewards (RLVR) improves the reasoning capabilities of large language models (LLMs). We introduce Bellman Policy Optimization (BPO), a critic-free method derived from Policy Mirror Descent (PMD). For autoregressive generation with terminal rewards, BPO uses the Bellman equations to reformulate PMD as a trajectory-level objective. The reformulation avoids estimating state values at intermediate states. We prove that it has the same unique optimal solution as the original PMD objective. We derive the practical BPO loss by approximating this objective. Its mismatch-correction weight is a smoothed ratio of complementary token probabilities. Experiments on mathematical reasoning benchmarks demonstrate the effectiveness of BPO.

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arXiv AI Papers

Privacy-Aligned Personalized Federated Learning with Compact Adaptation and Variable-Length Gaussian Communication

Record-level differential privacy exposes a structural misalignment in personalized federated learning when client-specific variation is low-dimensional while training repeatedly releases high-dimensional updates. In this paper, we address this misalignment by releasing a private client context once and confining repeated adaptation to a fixed coefficient space. Beyond dimensionality reduction, the factorized generator induces an adaptive optimization geometry that reshapes noisy updates, and controlled ablations show that most of its private-training gain is retained by radial evolution. To further reduce the communication cost, we realize the Gaussian mechanism for coefficient updates directly through variable-length quantization with finite expected code length, so that the quantization error itself serves as the required privacy perturbation rather than extra distortion. Across MNIST and CIFAR-10, our design matches or outperforms full-model private adaptation across privacy budgets and client heterogeneity, while reducing protected uplink by a factor of 2.67 at (=16) on CIFAR-10 with comparable future-client accuracy.

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arXiv AI Papers

Recurrent GraphNeural NetworkswithSet-BasedAggregation

Recurrent GNNs iterate message passing to convergence, and their logical characterizations to date rely on multi-set aggregation, graded (counting) logics, and halting or acceptance conditions that cannot be verified from the network's parameters. We study recurrent GNNs with set-based aggregation and identify sufficient conditions checkable from the weights for networks to compile into formulas and formulas into networks. The main result is an effective, two-directional equivalence between a class of networks and the Boolean closure of reachability and safety properties, the fragment BΣ^{}_1 of the modal μ-calculus. The fragment is not an artifact: it is the exact expressive level of stabilization over finite vocabulary, which supports fixed points of a single polarity and Boolean combinations thereof, but not the composition of fixed points of opposite polarities. The correspondence needs no counting logic, no external halting signal, and no non-effective acceptance condition, yielding a verifiable path from weights to symbolic explanations for networks meeting the conditions.

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arXiv AI Papers

Safe Meta-Reinforcement Learning via Information Space Reachability

Meta-reinforcement learning (meta-RL) enables agents to adapt to unseen tasks with limited experience. Despite its promise, the application of meta-RL in real-world tasks is hindered by safety requirements, which have been underexplored in prior work. In this paper, we propose a safe meta-RL framework that explicitly accounts for safety during adaptation. Our key insight is to reason about safety in the information space, which captures both the physical state and the agent's belief over the underlying task. Within this space, we introduce a safety value function that measures the probability of the agent avoiding unsafe regions indefinitely. We show that this function satisfies a self-consistency condition and a Bellman equation, which make it learnable via meta-RL. Based on this formulation, we develop a safe meta-RL algorithm that learns the safety value function and leverages it for safety filtering and constrained policy optimization. Experiments on meta-RL benchmarks demonstrate the effectiveness of the proposed method.

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arXiv AI Papers

Anatomical Grounding and Leakage-Aware Multimodal Contrastive Learning for Alzheimer's Disease Classification from Structural MRI

Deep networks trained on structural MRI for Alzheimer's disease (AD) staging often reach reasonable accuracy while attending to anatomically irrelevant regions, and multimodal models that add clinical tables frequently rely on variables that were used to assign the diagnostic label in the first place. We study both issues with a deliberately lightweight slice-based encoder (ResNet18 with a one-layer Transformer over slices) on 1,075 baseline T1-weighted scans from ADNI-1. First, we use FastSurfer segmentations as an anatomical reference: YOLOv8 models trained on segmentation-derived labels localize Alzheimer-relevant structures with mAP_50 above 0.96, and a Grad-CAM comparison shows that the image-only classifier frequently attends to the skull, orbits and background. Second, we adapt a CLIP-style image - tabular contrastive framework and organize ADNIMERGE variables along a label-leakage spectrum. Fusion with cognitive scores yields 87.3% three-way accuracy, which we treat as a leakage-driven upper bound rather than an imaging result; fusion with regional volumes yields 73.0%. We observe that the choice of contrastive target changes what the image encoder learns: on MCI vs. CN, the image-only head reaches 52.4% when the encoder is aligned to cognitive scores and 73.8\% when aligned to volumes, although no tabular input is used at inference. Third, restricting the input to a per-subject crop of the medial temporal lobe raises image-only three-way accuracy from 58.7% to 65.1%. All results come from single runs on a small balanced test set, and we report confidence intervals and the protocol differences that prevent direct comparison with published numbers.

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arXiv AI Papers

Inoculation Midtraining with Learned Neologisms

Large language models (LLMs) often learn both desirable and undesirable properties during post-training. We study whether midtraining, an earlier training stage, can shape which of these properties later generalise. We introduce Inoculation Midtraining, a technique that teaches a base model that unsafe behaviour belongs to a designated context, as indicated by the neologism (a new token) introduced during midtraining, and then post-trains the model on unsafe data within that context. We then evaluate the model outside the context, with the neologism excluded from the system prompt. Across supervised fine-tuning and reinforcement learning post-training regimes, we find that Inoculation Midtraining can reduce misalignment while preserving the transfer of benign data properties (e.g., speaking in German or Shakespearean prose). However, our approach does not outperform standard Inoculation Prompting, is sensitive to training configuration, and produces a leaky boundary that nearby contextual cues can reactivate. These results show that inoculation with a learned association introduced via midtraining can shape selective generalisation. Still, more work is needed before this approach can become a load-bearing component in a developer's safety framework.

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arXiv AI Papers

Learning Multimodal One-step Flow Policy via Value-weighted Optimal Transport

Offline reinforcement learning aims to learn a policy solely from fixed datasets, which often contain multimodal action distributions. Flow policies can naturally represent such multimodal behaviors, but learning an efficient one-step flow policy remains challenging: standard value guidance often leads to mode collapse or exploits overestimation bias in out-of-distribution regions. To address this, we introduce One-step Flow policy via Optimal Transport (OptiFlow), a framework for one-step flow policy learning as a structured sample-allocation problem. OptiFlow jointly trains a value-aware reference flow policy and an efficient one-step policy, coupling their action samples through state-wise entropic optimal transport. For each state, critic-estimated values define the priority of distillation target actions, while the action-distance cost ensures geometrically compatible pairings. By avoiding direct critic maximization, our transport-guided approach enables in-distribution exploitation by anchoring the one-step policy to high-value, dataset-supported modes without the risk of out-of-distribution divergence. Experimental results demonstrate that OptiFlow effectively captures optimal multimodal behaviors and achieves strong performance across diverse offline RL benchmarks. Our code is available at https://github.com/Yonsei-DILLab/OptiFlow.

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arXiv AI Papers

K-Bench: a clinically calibrated benchmark for evaluating large language models in high-risk mental health conversations

% !TEX root = ../main.tex People increasingly use large language models (LLMs) for mental health support, yet their safety in evolving, high-risk conversations remains poorly characterised. We developed K-Bench, a clinician-calibrated, protected benchmark evaluating 125 model configurations representing 33 base models from 14 providers across a fixed cohort of 200 multi-turn vignettes involving suicide, self-harm, domestic violence, substance misuse, and no-risk presentations. Synthetic patient conversations showed substantial distributional overlap with real human-AI conversations. A frozen GPT-4o judge achieved 94.2% exact agreement with clinician consensus across 6,751 eligible item comparisons from 151 clinician-rated transcripts. Leading models combined strong supportive conversation with combined-risk scores above 95, whereas risk exploration exposed substantial variation among lower-performing configurations. Therapeutic prompting produced configuration-specific gains concentrated among weaker models, while elevated reasoning produced no average improvement. K-Bench combines broader clinical coverage and configuration-scale comparison with a continuously updated public leaderboard whose operational test materials are protected from direct optimisation. The leaderboard is available at www.k-bench.ai.

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arXiv AI Papers

Before You Poll with LLMs: A Deliberative Diagnostic Framework

Can LLMs reason through new information like humans, or do they merely retrieve cached opinions? This is critical for silicon sampling, where LLM personas simulate public opinion at scale. Current evaluations test only whether personas hold the right opinions -- a static snapshot. But opinion research increasingly depends on dynamic fidelity: whether personas update beliefs in response to new arguments, as humans do during deliberation. No existing benchmark tests this. We introduce the Deliberative Polling Diagnostic Framework, which compares human and LLM belief shifts after identical informational interventions. Grounded in deliberative polling, it surfaces failures invisible to static evaluation: models that produce plausible partisan opinions can still misrepresent how those opinions change. Applying the framework to five frontier models using data from America in One Room (526 personas, 72 questions), we find that every model fails, each in a unique manner. GPT-5.1 exhibits reversal: its personas become more hostile toward the opposing party after balanced information, while humans become less so. This reversal is selective (80% on outgroup vs. 26% on policy questions) and symmetric across partisan identities. Gemini 2.0 Flash, Claude Sonnet 4.5, and Llama 3.3 70B exhibit overshoot, shifting correctly but at 5-7x human magnitude. DeepSeek V3 exhibits rigidity with near-zero change. Targeted ablations reveal that policy content triggers these failures and that they are identity-specific: GPT-5.1 reverses on outgroup questions but overshoots on ingroup; Gemini shows the inverse. We term this signature self-sycophancy: conformity to the model's internal stereotype of the persona rather than reasoning from the information provided. Our framework offers a concrete protocol: run the deliberative diagnostic before trusting LLM personas to mimic revised beliefs.

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arXiv AI Papers

CiteGuard-RAG: A Validation-Centered AI System for Evidence-Grounded Question Answering

Retrieval-augmented generation (RAG) can improve access to complex information; however, retrieving evidence alone does not ensure that answers are grounded, citation-valid, or appropriately refused. This paper introduces CiteGuard-RAG, a validation-centered AI system for evidence-grounded question answering. The system integrates hybrid semantic-lexical retrieval, citation-constrained generation, sentence-level grounding validation, and single-pass regeneration. Validation is used at runtime to determine whether a candidate answer should be accepted, refused, or regenerated before final delivery. CiteGuard-RAG is evaluated on 400 questions across a controlled housing-law dataset, PrivacyQA, and CUAD. In the controlled evaluation, it achieves 99.1% retrieval accuracy, 98.3% grounded-answer accuracy, and 98.3% citation validity, with no validation-detected hallucinations. Ablation results show that grounded-answer accuracy drops sharply when validation is removed, even when retrieval accuracy remains unchanged. External evaluation shows that while citation validity remains strong, evidence utilization, span alignment, and refusal calibration become harder under domain shift. These findings indicate that trustworthy RAG systems require explicit validation between retrieval and final answer delivery. CiteGuard-RAG provides a practical architecture for linking retrieval, generation, citation checking, abstention, and regeneration in high-stakes information access.

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arXiv AI Papers

Sharp Rates and a One-Line Correction for Spectral Representation Learning

A self-supervised encoder is trained once, frozen, and reused through lightweight probes on tasks nobody named at training time; the practitioner's question is when the off-the-shelf features are good enough and when they need fixing. Canonical correlation analysis, HGR maximal correlation, and the population optimum of the spectral contrastive loss all return the top-k singular subspace of a cross-view dependence operator, justified by isotropy: if the task prior has no directional preference, that subspace is universally optimal. We show isotropy is the wrong hypothesis. The prior enters the transfer risk only through the task covariance Λ={E}[ΔΔ^], and only through its compression onto the operator's leading singular directions; what matters is not whether Λ is isotropic but whether its preferred directions are ordered consistently with the operator's spectrum. We prove matching two-sided rates---worst-case regret is exactly 1-1/κ(Λ), refines to 1-A_k for an alignment coefficient A_k, localizes to the top-2k subspace, becomes second order under a spectral gap, and is improvable by no task-agnostic representation---and show why alignment is generic: incoherent preferences cancel in high dimension, and T diverse tasks force α=O({d_x/T}), a quantitative account of why task diversity, not symmetry, makes self-supervised features transfer. The governing statistics cost O(kd_x^2), and when they signal misalignment a one-line reweighting of the positive-pair term provably restores exact optimality. The result is a diagnostic that answers the practitioner's question from a small labelled budget and refuses when the task bank cannot support the width requested; on controlled data it takes a regret of 0.86 down to 0.003, and on a CIFAR-100 encoder it correctly predicts that no correction is needed.

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arXiv AI Papers

Delegating Authorization to Misaligned Agents: Coalitional Alignment and Safe Control

Long-running AI agents create a control problem: each action they take changes the state, which in turn affects the trajectory of future actions. If the agent is not fully aligned, then guaranteeing safety requires approving consequential actions before allowing them to be executed. But requiring human approval at every step makes attention a bottleneck. Delegating review to other AI agents raises the same alignment problem: the reviewers may themselves be misaligned. We identify a condition on a reviewing panel that is weaker than individual alignment yet necessary and sufficient for a guarantee that the principal fares at least as well in expectation as under a designated baseline policy. Each reviewer agent reports whether an action proposal made by a proposer agent improves its own utility relative to the baseline. We show that a threshold rule tolerating k disapprovals is safe exactly when, after any k reviewers are removed, the principal's utility can be written as a nonnegative combination of the remaining reviewers' utilities, plus a term that is nonnegative on every feasible proposal. We call this property k-robust coalitional alignment. The characterization lifts to sequential control: in a discounted MDP with an arbitrary proposer agent, safety at every state is both necessary and sufficient for the induced policy to match or improve on the baseline. When reviewers vote strategically, full-panel coverage in reward-function space guarantees that every Nash equilibrium is safe under the unanimous approval rule; in contrast, more permissive thresholds can admit unsafe equilibria even when reviewers are individually aligned. Experiments with existing reviewer models show that collective review can remain sound without an aligned individual, even when some disapprovals are tolerated.

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arXiv AI Papers

KnowBench: Effort Reduction as a Unified, Deployment-Grounded Benchmark for Clinical AI

Clinical AI systems are evaluated with instruments built for research settings (reference-based similarity metrics and expert rubric panels) that measure resemblance to an artifact rather than reduction of a burden. We introduce KnowBench, pioneered by Knowtex, whose unifying metric is Effort Reduction (ER): the proportion of system-generated clinical work product accepted by the responsible clinician under expert and safety review. ER is defined once and instantiated per task across the administrative workload clinical AI automates: visit notes, diagnosis and billing codes, orders, EHR chart summarization, patient after-visit summaries, and clinical decision support. In every instantiation the construction is identical: the clinician's review-and-attestation event is the ground truth, every accepted unit is work the system completed, and every correction is residual effort returned to the clinician. The primary contribution of this paper is the benchmark itself: the metric, its degenerate cases, and a reporting protocol under which ER claims are auditable and cross-system comparable. Alongside it we report an initial headline measurement from the documentation instantiation: over one million signed encounters across a production window exceeding six months and thirteen medical specialties, Knowtex's proprietary fine-tuned clinical foundation models operating inside a closed feedback architecture achieve an aggregate ER of 97.99%, with per-specialty aggregates spanning 96.8-98.9%. This release reports the protocol's checklist partially, and states which companion statistics are withheld; the benchmark is offered so that this figure, and every figure reported after it, can be held to the same standard.

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arXiv AI Papers

Event-Native Symbolic-Temporal Spike Encoding Framework for Heterogeneous Cyber Streams

Spiking neural networks (SNNs) have shown promise for sparse, event-driven computation through stateful processing that is naturally compatible with low-power edge hardware. These properties align with cyber monitoring, where data arrives asynchronously, and malicious behavior often emerges through temporal patterns across event sequences. However, cyber streams are not composed solely of continuous numeric signals: their informative structure is also carried by categorical identifiers, irregular timing, and local behavioral context. Traditional rate- and population-based spike encodings are not naturally suited to these heterogeneous semantics, while conventional intrusion detection system (IDS) pipelines typically resolve the mismatch by converting raw events into flows, fixed aggregation windows, or dense tensors. Although useful for conventional classifiers, these transformations introduce buffering latency, obscure native temporal structure, and weaken the computational advantages of event-driven neuromorphic processing. We introduce an event-native symbolic-temporal spike encoding framework that maps heterogeneous cyber events directly into sparse, spike-compatible inputs. By assigning encoding roles to semantic identity, local frequency context, and inter-event timing, the framework preserves categorical semantics and temporal dynamics. We validate the approach on packet-level Network IDS and extend it to message-level CAN IDS, using both domains to evaluate whether the encoding exposes usable structure for recurrent SNNs operating directly on native event streams. Under edge-oriented, μCaspian-aligned hardware constraints, compact recurrent SNNs achieve strong anomaly detection performance, with an operational hybrid metric (J_{hybrid}) of 0.987 on Network IDS and 0.980 on CAN IDS.

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