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arXiv AI Papers

MA-WAM: Multi-Agent World-Action Model for Test-Time Planning

Multi-agent cooperative tasks require different agents to execute a joint action simultaneously, and each agent's action affects both the observations and responses of the other agents. Hence, a world model is needed to predict the team return resulting from the joint actions of all agents. A naive extension directly applies a single-agent world model to each agent's action when predicting the team return step by step. However, such an extension fails to capture the dependencies among the simultaneous actions of multiple agents. We propose Multi-Agent World-Action Model (MA-WAM), a test-time planning framework that enables a frozen multi-agent flow policy to evaluate futures of candidate joint actions. To our knowledge, MA-WAM is the first test-time world-model planner for multi-agent flow policies. MA-WAM predicts the consequences of each joint action according to cross-agent dependencies and enables efficient candidate scoring. Across 30 offline multi-agent reinforcement learning (MARL) settings on MAMuJoCo, SMAC, and MPE, MA-WAM achieves mean relative gains of 22.0% over direct execution and 25.6% over uniform action selection. Under the standard evaluation protocol on an A100 GPU, MA-WAM adds 12.1 ms, accounting for 2.5% of the measured generation-and-scoring time.

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arXiv AI Papers

Deterministic Regime Switching and Feasibility Inversion in Dynamic Tensor Rematerialization

We report fine-grained, deterministic instability in Dynamic Tensor Rematerialization (DTR), an online eviction policy for memory-constrained DNN training, measured on the reference DTR simulator (simrd) using public execution traces. On an LSTM trace, memory budgets differing by 0.10% of unconstrained peak memory select fast and slow execution regimes whose overheads differ by as much as 7.3x; the slow regime is driven by broadly repeated re-eviction of the same storages (evictions per storage rise from 1.33 to 8.27 while the set of distinct evicted storages is essentially unchanged: 5,233 vs 5,236, with the two sets overlapping at Jaccard 0.999). On a ResNet-32 trace, a fine budget sweep reveals a deterministic feasibility inversion: the run is feasible at ratio 0.101, infeasible (OOM) across 0.102-0.106, and feasible again from 0.107. We trace the immediate cause of the OOM to a fully pinned recursive rematerialization frontier that exceeds the budget after every evictable tensor has been evicted. Ablations using the DTR authors' own variants implicate the joint size-staleness scoring term in the observed LSTM instability. We argue these are at least two distinct budget-sensitive pathologies rather than one mechanism, and we separate what is demonstrated from what remains hypothesised. All results concern the reference simulator; reproduction in a production runtime is future work. Code, instrumentation, and raw results accompany this preprint.

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arXiv AI Papers

DIAL: Position-Debiased LLM Judges with Adaptive Human Preference Calibration

Large language models (LLMs) as a judge enable scalable evaluation, but their judgments can be sensitive to response order and, even after removing such position effects, can still diverge systematically from human preferences.We introduce DIAL, a unified framework that combines abundant LLM comparisons with limited human comparisons to separate judge-specific position effects, learn shared structure in position-debiased LLM preferences, and adaptively calibrate that structure toward the human preference target. Theoretically, we study three aspects of DIAL: (i) identification of latent LLM preferences, position effects, and human calibration; (ii) adaptive estimation that balances LLM anchoring against limited human evidence; and (iii) fixed-weight uncertainty quantification for the calibrated human preference. Empirically, we evaluate position debiasing and human alignment separately in controlled simulations and on three human-preference benchmarks, showing that DIAL remains robust to unbalanced response order, achieves strong human-aligned rankings with limited labels, and adapts toward human evidence when LLM information is imperfect. Our real-data study collects over 410K judgments from 21 LLM judges in both display orders, providing a resource for future studies of LLM-judge bias, heterogeneity, and human alignment.

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arXiv AI Papers

Which Influence Are We Estimating? The Role of Counterfactual Specifications in Data Attribution

Estimating the influence of training examples on model behavior is essential for data debugging, valuation, and attribution. Existing influence estimators often produce incompatible rankings, which are commonly ascribed to approximation error. We argue that a more fundamental source of disagreement is specification mismatch: influence depends on the behavior being attributed, the intervention applied to each training example, and the counterfactual training process that maps the intervention to a model response. These choices are especially important when the target behavior requires a tractable surrogate, such as query loss, a logit, or a margin. We formalize influence as a counterfactual estimand, distinguish specification mismatch across estimands from approximation error in estimating a fixed estimand, and organize representative estimators by their implied specifications. We further derive a local decomposition that exposes how behavior signals, training signals, and counterfactual parameter responses interact. Controlled experiments show that exact estimands under different specifications can induce different rankings, whereas approximation error grows as perturbations move farther from their linearization points. Experiments on noisy label detection and LLM attribution show that specification choices significantly affect attribution quality, especially for the choice of behavior surrogate. Behavior-aligned specifications can identify target-specific training examples obscured by default loss-based or similarity-based specifications. These results establish specification analysis as a necessary first step for interpreting and comparing data influence estimators.

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arXiv AI Papers

Evolutionary Safety of Recursive Self-Improving AI: Taxonomy, Risk Discovery, and Evaluation

Artificial intelligence is advancing rapidly, with increasingly capable systems taking larger roles in reasoning, decision-making, scientific discovery, and autonomous development. As AI begins to participate in its own improvement, from model training and experience accumulation to agent evolution and automated AI development, the prospect of recursive self-improvement (RSI) is becoming increasingly relevant. This transition raises a fundamental safety question: how can safety be maintained when the system, its accumulated experience, and even the process producing its successors continue to change? We introduce Evolutionary Safety as a perspective for studying safety under persistent and recursive self-improvement. It concerns not only whether an AI system is safe at a particular moment, but how safety properties change, persist, accumulate, and propagate throughout evolution. We characterize recurring manifestations, including intent drift, error accumulation, experience contamination, safety-property erosion, evaluator drift, and risk propagation. We then develop a taxonomy spanning persistent agent state, model state, evaluation and environmental feedback, computational substrate, and meta-level update mechanisms. Building on this taxonomy, we examine how evolutionary risks can be discovered and evaluated across states, updates, trajectories, and lineages, and derive governance principles for modification, selection, authorization, provenance, and recovery. Finally, we outline open problems toward maintaining safety guarantees as AI systems become increasingly persistent, adaptive, and recursively self-improving. Project resources and proposed evaluation systems are available at https://chaunceykung.github.io/evolutionary-safety-rsi.

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arXiv AI Papers

BAT-CLIP: Trimodal Alignment of Brain, Audio and Text

Decoding and interpreting naturalistic speech from the brain increasingly relies on alignment to pretrained speech and language representation spaces. However, current CLIP-style brain-speech alignment ground neural activity to a single anchor modality-audio or text-despite the brain's inherently multimodal speech processing. This induces a trade-off: audio anchoring preserves temporal structure but weakens linguistic separability, while text anchoring captures semantics yet discards acoustic detail. We propose BAT-CLIP, the first CLIP-style trimodal alignment framework for iEEG that jointly aligns neural embeddings to both pretrained audio and text anchors in a shared, frozen audio-text manifold. On the naturalistic Podcast benchmark, BAT-CLIP yields more robust representations than bimodal CLIP baselines. We also highlight the importance of using self-supervised foundation models for CLIP training.

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arXiv AI Papers

AD-WM: Action-Discriminative World Models for Counterfactual Model Predictive Control

Latent world models are typically trained to predict factual transitions, whereas model predictive control (MPC) must compare alternative actions from the same state. A model can therefore achieve low factual prediction error yet poorly distinguish candidate actions. We introduce AD-WM, an action-discriminative joint-embedding world model for counterfactual MPC. AD-WM combines residual latent dynamics with predictor-level action-recovery regularization, using inverse dynamics and a normalized recovery objective motivated by conditional mutual information. Both objectives encourage planning transitions to preserve action information; their auxiliary heads are discarded at test time, leaving MPC unchanged. On OGBench-Cube, AD-WM improves hard-start success from 3.7% to 52.0% over a matched LeWM baseline and improves mean success over the reproduced baseline in four of five simulation environments. Planning diagnostics show that factual prediction error and whole-bank action ranking do not follow the closed-loop success ordering, whereas CEM-aligned elite regret tracks success more closely. With a frozen V-JEPA 2 encoder and matched DROID post-training, AD-WM also improves zero-shot transfer to our Franka setup, increasing basic pick-and-place success from 42.2% to 71.1% without lab-specific adaptation. These results suggest that world models for planning should preserve action-dependent differences needed for counterfactual selection, rather than optimize factual prediction accuracy alone. More videos and code are available at https://ad-wm.github.io/.

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arXiv AI Papers

Temporal Gradient Inversion for Private Trajectory Reconstruction in Embodied Reinforcement Learning

Distributed learning in embodied reinforcement-learning agents offers a degree of privacy by retaining raw sensor data on-device and transmitting only policy gradients to the server. Yet temporal structure can amplify this leakage beyond single-frame attacks. We introduce Temporal Reconstruction Attack on Consecutive Encodings (TRACE), an amortized temporal gradient-inversion attack that autoregressively reconstructs the sequence of private observation-action trajectories from per-step policy-learning gradients. The attack exploits two structural signals ignored by prior single-frame methods: (i) cross-time correlation between successive embodied gradients, which we formalize via a conditional mutual-information bound, and (ii) closed-form action recovery from policy-head gradient structure, which we prove exact when standard entropy regularization is sufficiently small. On held-out embodied scenes, TRACE reaches 18.8 dB PSNR with near-perfect action recovery at 3-4.5 ms per reconstructed frame, dominating the learning-based baseline across all reconstruction metrics and exceeding optimization attacks while running orders of magnitude faster. Further evaluation demonstrates TRACE's broader applicability across recurrent, residual, and compact transformer victim architectures, multi-modal inputs, and larger discrete action spaces. Defense experiments suggest that protecting temporal gradient streams may require sequence-aware privacy mechanisms.

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arXiv AI Papers

SemMSA: Latent Semantic-Aided Robust Multimodal Sentiment Analysis with Incomplete Data

Recent research on Multimodal Sentiment Analysis (MSA) has focused on learning from language, visual, and acoustic modalities with incomplete data to infer human sentiment. Most studies typically compensate for missing information by reconstructing modality features or designing complicated fusion mechanisms. However, these methods still suffer from spurious generation and noisy guidance due to the lack of high-level semantic grounding in partially observed multimodal evidence. To address these issues, we propose SemMSA, a latent semantic-aided framework that constructs rich sentiment-relevant semantics with LLMs, fully integrating with all modalities via anchor-free spectral alignment. It mainly consists of Cross-modal Semantic Refinement (CSR) and Cross-modal Spectral Alignment (CSA). Specifically, CSR first adaptively extracts visual and acoustic representations by corresponding adapters to form a unified multimodal prefix with language in the frozen LLM embedding space. It then iteratively produces continuous discriminative semantic states through a token-efficient latent refinement process without decoding explicit text. Next, CSA simultaneously aligns the refined semantics with all modalities by enhancing the dominant spectral component of their kernel Gram matrix. This captures global nonlinear dependencies among all representations without relying on a predefined anchor modality. In addition, an instance-level spectral separation constraint preserves cross-sample discriminability and mitigates representation collapse. Extensive experiments on SIMS, MOSI, and MOSEI benchmarks demonstrate that SemMSA achieves state-of-the-art performance.

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arXiv AI Papers

PoEM: Predicting RL Outcomes from Existing Policies

Foundation models are post-trained with reinforcement learning (RL) to maximize specific rewards, such as human alignment, correctness, or instruction following. This post-training process is computationally intensive, sometimes unstable, and has to be run from scratch every time the reward model changes or when we want to combine multiple rewards. We hence ask: given a new reward function, is it possible to predict the RL outcomes without actually running RL on it? We answer this in the affirmative by introducing PoEM, a framework to predict the outputs of RL on a new reward function using a set of models already post-trained on other rewards. First, we show that if the new reward function can be written as a linear combination of existing ones, then the new policy in log-space can be written as a linear combination of the existing log-policies. Surprisingly, even in cases where the rewards are not linearly connected, we observe that often log-policies from RL training span an approximately low-rank subspace across rewards. To our benefit, the weighting coefficients for this combination can be estimated using only the reward or basis policy outputs on the samples. We turn these observations into an algorithm that takes post-trained models and a new reward function, and approximates the target RL policy without actually running any additional RL training. We experimentally validate our approach across synthetic and real rewards, spanning both text and image modalities.

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arXiv AI Papers

Requirement-Bound Verified Commissioning: A Frozen Four-Billion-Parameter Local Model as a Candidate Generator under an External Acceptance Layer with Verification and Release Authority

An acceptance protocol is developed for sensor-coordinate and polarity binding in mechatronic commissioning. Candidate generation is separated from release authority. Requirements unsupported by a deterministic parser are routed to a frozen local language model with four billion parameters. Plans are released only when both facts can be derived by an external gate under a sealed grammar. One canonical answer is requested from a gold-standard user when eligible. The protocol was evaluated once under a criterion fixed before benchmark construction, on 144 tasks written by isolated agent contexts without access to the gate, grammar, or experimental plan. Three contributions are established. First, candidate generation and release decisions were measured separately. Fabricated ready plans were committed on 21 of 22 routed unanswerable tasks, and all were rejected. The same 83 releases were reproduced without model calls. Second, no false release was observed among 83 releases. A one-sided 95% Clopper-Pearson upper bound of 0.0354 was obtained as a diagnostic under an independent-and-identically-distributed assumption, below the sealed 5% threshold. However, one false release was subsequently recorded among 146 releases outside the benchmark at seed 0. Third, protection against incorrect user answers was characterized. Both facts were bound from the original text on 13 of 96 answerable tasks. Incorrect answers were released in 169 of 431 pairings on the remaining tasks, including failures involving coordinate exclusion. A deployable questioning policy was not tested because eligibility was determined from the answer key. Gate sensitivity and real user behavior were not measured.

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arXiv AI Papers

Instrumental Monitor Evasion Emerges Under Ordinary Task Pressure

A central concern in AI safety is that agents may treat oversight as an obstacle when it conflicts with completing their goals. We study instrumental evasion, the propensity of LLM agents to circumvent runtime monitoring as a means of completing ordinary tasks. We introduce EvasionBench, a benchmark of 50 diverse task-policy pairs in which completing the task requires an operation prohibited by a runtime monitor. Agents know that their tool calls are monitored and are prompted to continue working when they pause. Across our evaluations, best-of-3 evasion attempt rates reach up to 98% and success rates up to 88%, with substantial variance across models. Claude Fable 5.1 succeeds less often, but frequently makes creative attempts to circumvent the monitor. Evasion generally increases with test-time compute, with higher evasion rates at greater reasoning effort and token use. Traces show that agents encode prohibited commands, decompose operations across tool calls, and retry until relevant context leaves the monitor's history. We also find that GPT-6 Astra's low evasion rate comes with overrefusal, as it frequently abandons otherwise solvable tasks under a denial-of-service prompt injection. Our findings show that ordinary task pressure can lead to adaptive attempts to evade runtime monitors without an explicit adversarial objective. Effective oversight must therefore remain robust against repeated attempts, as the persistence that helps agents solve difficult tasks can also drive them to circumvent their guardrails.

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arXiv AI Papers

The Alignment Illusion in Multimodal Large Language Models

Layer-wise visual-text similarity in Multimodal Large Language Models (MLLMs) is widely interpreted as evidence that the language model progressively integrates visual content into a shared representation space. This reading rests on the assumption that scalar alignment scores reflect content-level cross-modal interaction. To test this assumption, we apply controlled interventions to the visual stream. Across 13 MLLMs from five families spanning 0.5B to 72B parameters, replacing projector-output visual tokens with Gaussian noise sharply reduces task accuracy, yet four standard scalar measures (CKA, SVCCA, MIR, and the leading principal-angle cosine) fail to consistently separate the corrupted stream from the original. We call this failure the alignment illusion and trace it to the shared language-model pathway: anisotropic MLP down-projections pull visual and text tokens toward common output directions, producing weight-induced alignment. Because this component is essentially one-dimensional, we introduce the principal-angle gap (PA gap), defined as the difference between the top two principal-angle cosines, which separates weight-induced similarity from multi-directional visual structure. Under graded visual corruption, the PA gap tracks task accuracy more consistently than the scalar scores we consider; under a structured but irrelevant image, it further exposes regimes in which internal geometry and task accuracy come apart. Internal visual-text alignment in MLLMs is therefore best read as a geometric diagnostic of the visual stream inside the language model rather than a direct proxy for content-level cross-modal interaction, and is most informative when calibrated by controlled task evidence.

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arXiv AI Papers

A Living Benchmark for Information Retrieval from Electronic Health Records

Large language model (LLM)-based clinical assistants are increasingly being integrated into electronic health record (EHR) systems, transforming how clinicians retrieve and synthesize information from patient records. Their safety and utility depend on rigorous evaluation, yet existing benchmarks are manually curated, costly to update, and rapidly become obsolete with evolving technological advancements. We present a scalable framework that automatically generates question--answer pairs from longitudinal EHR notes. Nineteen clinicians validate the benchmark generator, producing the Benchmark for Retrieving Information in EHRs (BRIE), a continuously maintainable evaluation dataset. Across nine LLMs and five inference strategies, state-of-the-art systems frequently omit clinically important information, particularly for questions requiring synthesis across multiple documents and encounters. Because the generator itself is validated, BRIE supports evaluations that static benchmarks cannot, including the generation of multiple answers that reflect variation in clinician reasoning for robust performance assessment and continuously refreshing benchmark content to guard against leakage. Our results demonstrate that scalable benchmark generation enables rigorous, up-to-date evaluation of clinical LLMs as they are deployed in rapidly evolving healthcare settings.

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arXiv AI Papers

Beyond Compression: Training Latent Representations for Stable Long-Horizon Rollout in Neural Surrogate Solvers

Latent neural surrogate solvers, or latent dynamics models, accelerate simulations of time-dependent physical systems by evolving a compressed latent space rather than resolving full-resolution fields directly. In principle this reduces computational cost and simplifies learning, but in practice errors often accumulate rapidly during long autoregressive rollouts, limiting predictive utility. We show that this instability does not stem from the latent representation itself, but arises when it is trained solely for reconstruction, producing representations poorly suited to long-horizon forecasting. We systematically evaluate training-level interventions that align latent representations with long-horizon rollout: Koopman operator learning and Hamming noise injection during autoencoder training to improve compression, together with noise injection and multi-step rollout fine-tuning to improve dynamics. Interventions that improve long-horizon rollout stability often degrade conventional training metrics, including reconstruction and one-step prediction accuracy. Collectively, these interventions reduce long-rollout error by approximately 40\% and match or exceed the accuracy of full-resolution models on two physics benchmarks, while requiring 2 orders of magnitude fewer floating point operations and half the GPU memory. Applied to mesoscale crystal-plasticity simulations of high-cycle fatigue, the resulting surrogate achieves stable extrapolation over horizons orders of magnitude beyond those observed during training. More broadly, these results show that neural compression should be designed not merely to reduce dimensionality, but to restructure the solution space for stable dynamical evolution, a key requirement for reliable, efficient neural surrogates in scientific applications.

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arXiv AI Papers

Intrinsic-Extrinsic Coupling in Learning Dynamics

A learner's current observations need not determine its response to further training. We formulate intrinsic-extrinsic coupling through the continuation-conditioned value of a constrained learning-state intervention, with observation-relative fibers describing present agreement. An executable finite-frame classifier-head write protects current logits while repairing specified historical margins under finite-precision acceptance checks. We distinguish local admissibility, continuation-conditioned intervention value, and complete-policy performance. A matched four-cell contrast identifies readout-specific non-additivity between the same intrinsic intervention and alternative external continuations. In a CLINC-derived class-incremental setting, replay changes the write's 32-update contribution from five correct predictions to zero. Nonzero interactions also occur under output distillation, with a RoBERTa backbone, and under optimizer-native SGDW dynamics. Under SGDW, correct-count interactions are negative in all three activated roots at 128 updates, showing that coupling need not imply positive synergy. The mathematical analysis distinguishes feasible local repairs and favorable terminal outputs from training-reachable repair regions. Separate coordination tests show that content controls match or exceed the development gain, while a five-root fresh-test comparison with Fiber present in every arm shows root-dependent rather than uniformly beneficial correct-count effects. On the secondary cross-entropy readout, guided allocation yields lower mean loss than standard replay in all five pairs. Together, these results make intrinsic-extrinsic coupling operational by connecting executable state geometry to continuation-conditioned value, matched interaction identification, and closed-loop coordination, while separating identified coupling from complete-policy performance.

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arXiv AI Papers

Search-Aware Reinforcement Learning for Multi-Component Query Understanding in Roblox Game Search

Query understanding (QU) plays a critical role in production search systems, translating raw user queries into search execution plans that drive downstream retrieval and ranking. While large language models (LLMs) have enabled QU to be framed as a structured multi-task generation problem (e.g., intent classification, query expansion), optimizing such models to produce search-engine-coupled outputs remains challenging: static, label-based supervision fails to capture how each component actually interacts with the underlying search pipeline to affect downstream performance. We present a search-aware reinforcement learning (RL) framework for QU based on a distill-then-RL paradigm. Teacher-student supervised fine-tuning (SFT) first yields a well-formed, schema-compliant policy initialization. The RL stage then optimizes each QU component with rewards derived from live interaction with the search engine, tailored to that component's operational role, rather than a single reward tied to the final search outcome. Experiments on Roblox search show that this component-specific optimization improves both per-component utility and downstream search quality, raising NDCG@20 by 8.9 points over the SFT policy and by 3.5 points over training with a single end-to-end reward.

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arXiv AI Papers

A Training Criterion with Token-Level Tolerance to Transcription Ambiguity for Automatic Speech Recognition

Automatic speech recognition is typically trained assuming that the reference transcript is the only valid labeling of an utterance, yet even nominally verbatim transcripts contain localized differences in pronunciation, spelling, or lexical realization that the acoustics do not uniquely determine. Omni-temporal Classification (OTC) tolerates such noise by adding wildcard paths to the connectionist temporal classification (CTC) alignment graph, but its word-level arcs are too coarse, since bypassing one unsupported token discards supervision for the whole word. We move wildcard arcs to token granularity so unsupported tokens can be bypassed while the rest of the word stays supervised, and we combine token- and word-level arcs as complementary escape paths. Across 19 languages and three corpora, token-level OTC improves over CTC on all 25 tasks. We also replace epoch-indexed relaxation of the wildcard weights with a predictive-entropy-indexed schedule, which performs comparably while reducing dependence on training length. Combining this schedule with the hybrid graph gives the lowest mean word error rate (WER) on every corpus and a 9.45% average relative WER reduction over CTC. Independent validator transcriptions show that token-level models place significantly more wildcard-bypass probability than CTC on disputed characters, indicating that token-level tolerance targets localized transcript ambiguity.

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arXiv AI Papers

Learning and interpreting policies for simultaneous entanglement requests in quantum networks

Future quantum networks will make use of entanglement to perform numerous tasks, such as sending quantum information over long distances, distributed quantum computing, and quantum sensing. In general, these tasks will need to be performed simultaneously in various regions of a network, while minimizing resources and latency. We will thus require policies for scheduling link-level entanglement resources, and using the link-level entanglement to create various forms of multipartite entanglement required for every task. In this work, we address this problem using reinforcement learning. We formulate a Markov Decision Process for the problem and use double deep Q-networks (DQN) with Message Passing Neural Networks (MPNNs), experience replay buffers, and curriculum training to obtain policies. The key physical parameter is the probability of link-level entanglement generation, i.e., the link activation probability. We show that our policies maintain 100% success for up to 71% lower link activation probability than the baseline heuristics for a set of physically relevant network topologies. We then examine an additional constraint where experiment (task) placements are restricted to specific hardware types and demonstrate a similar advantage in performance over heuristics, with our policy maintaining at least an 80% success rate for up to a 59% lower link activation probability. Finally, we explore methods to interpret the learned policy by defining metrics enabling conclusions to be drawn about the model's behavior and by tasking a large language model (LLM) to derive a novel heuristic given example actions taken by the DQN-trained policy. We find that the LLM heuristic performs similarly to the DQN-trained policy in performance, indicating a promising method for interpretable policy extraction for large quantum networks, where direct training becomes computationally expensive.

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